Investment management and securities 401(k) plans with 5,000 or more participants
37 large 401(k) plans in investment management and securities reported 5,000 or more participants on their latest Form 5500 and have a page here. All of them are listed here, ranked by active participants.
Active participants means people still building up a balance, which is the count Form 5500 reports separately from total participants. Every row links to its own page, where the figures below come with the filing they were read from. The site reads every large filing in the DOL data and publishes a page for a part of it.
The plans
| # | Plan | State | Active | Assets | Cost / participant |
|---|---|---|---|---|---|
| 1 | Real Estate Commission Retirement Savings PlanBurke Capital Vi, Inc. | NY | 98,765 | $7.3M | $1.39 |
| 2 | Citi Retirement Savings PlanCitigroup Inc. | CT | 74,487 | $23.2B | $161.96 |
| 3 | Fidelity Retirement Savings PlanFmr LLC | MA | 68,838 | $34.2B | not itemized |
| 4 | Morgan Stanley 401(k) PlanMorgan Stanley Domestic Holdings, LLC | NY | 54,084 | $22.2B | $210.50 |
| 5 | Southern District UBC Defined Contribution FundBoard Of Trustees Of The Southern District UBC Defined Contribution F | TN | 51,643 | $1.2B | $124.63 |
| 6 | Edward D. Jones & Co. Profit Sharing And 401(k) PlanEdward D. Jones & Co., L.P. | MO | 50,491 | $12.4B | $22.77 |
| 7 | SchwabPlan Retirement Savings And Investment PlanThe Charles Schwab Corporation | TX | 32,145 | $8.9B | $98.30 |
| 8 | Deseret 401(k) PlanDeseret Mutual Benefit Administrators | UT | 25,752 | $6.1B | $18.18 |
| 9 | UBS 401(k) Plan TrustUBS Ag | NJ | 24,260 | $10.2B | $431.68 |
| 10 | The Goldman Sachs 401(k) PlanThe Goldman Sachs Group, Inc. | NY | 23,891 | $12.8B | $331.98 |
| 11 | Eighth District Electrical Pension Fund Annuity PlanBoard Of Trustees, Eighth District Electrical Pension | NV | 22,346 | $1.1B | $70.09 |
| 12 | The Bank Of New York Mellon Corporation 401(k) Savings PlanThe Bank Of New York Mellon Corporation | PA | 22,098 | $9.9B | $92.96 |
| 13 | The Vanguard Retirement And Savings PlanThe Vanguard Group, Inc. | PA | 17,477 | $11.1B | not itemized |
| 14 | Raymond James Financial, Inc. 401(k) PlanRaymond James Financial, Inc. | FL | 16,088 | $2.9B | $38.16 |
| 15 | Fidelity Advantage 401(k)Fidelity Workplace Services LLC | MA | 13,825 | $184.6M | $133.66 |
| 16 | Tiaa Code Section 401(k) PlanTeachers Insurance And Annuity Association Of America | NY | 11,525 | $4.6B | $18.56 |
| 17 | Usi 401(k) PlanUsi Insurance Services LLC | NY | 10,494 | $1.5B | $29.67 |
| 18 | Rbc- U.S.A. Retirement And Savings PlanRbc USA Holdco Corporation | MN | 10,111 | $4.3B | $20.47 |
| 19 | Ameriprise Financial 401(k) PlanAmeriprise Financial, Inc. | MN | 8,958 | $3.6B | $123.80 |
| 20 | Lpl Financial LLC Profit Sharing 401(k) PlanLpl Financial LLC | CA | 8,946 | $939.6M | $81.89 |
| 21 | Blackrock Retirement Savings PlanBlackrock, Inc. | NY | 8,882 | $4.8B | $0.56 |
| 22 | Stifel Financial Profit Sharing 401(k) PlanStifel Financial Corp. | MO | 8,303 | $2.3B | $38.90 |
| 23 | Northwest Carpenters Individual Account Pension PlanBoard Of Trustees, Northwest Carpenters Individual Account Pension Pla | CA | 8,251 | $707.8M | $121.69 |
| 24 | Capital Retirement Savings PlanCapital Group Companies, Inc. | CA | 8,086 | $8.2B | $0.18 |
| 25 | Federal Home Loan Mortgage Corp Thrift/401(k) Savings PlanFederal Home Loan Mortgage Corp | VA | 8,053 | $3.7B | $16.57 |
| 26 | Intercontinental Exchange, Inc. 401(k) PlanIntercontinental Exchange, Inc. | GA | 7,609 | $3.3B | $216.09 |
| 27 | Nelnet 401(k) PlanNelnet, Inc. | NE | 7,432 | $755.3M | $65.45 |
| 28 | T. Rowe Price U.S. Retirement ProgramT. Rowe Price Group, Inc. | MD | 6,820 | $4.9B | not itemized |
| 29 | Nfp Corp. 401(k) PlanNfp Corp. | NY | 6,644 | $976.9M | $56.87 |
| 30 | Ivyrehab Physical Therapy Pllc 401(k) Profit Sharing PlanIvyrehab Pt, Ot & Speech Pllc | NY | 6,154 | $110.7M | $97.03 |
| 31 | Cook Inlet Region 401(k) Retirement PlanCook Inlet Region, Inc. | AK | 5,327 | $589.4M | $75.51 |
| 32 | Baird Profit Sharing & Savings PlanRobert W. Baird & Co., Inc. | WI | 5,264 | $2.2B | $75.11 |
| 33 | Profit Participation Plan Of Moody's CorporationMoodys Corporation | NY | 5,221 | $2.1B | $87.67 |
| 34 | Choice Pooled Employer Plan IAdministrative Group, LLC Dba Transamerica Fiduciary Services | TN | 4,941 | $47.2M | $190.02 |
| 35 | Ascensus, LLC 401(k) Savings PlanAscensus, LLC. | PA | 4,858 | $621.8M | $1.76 |
| 36 | Franklin Templeton 401(k) Retirement PlanFranklin Resources, Inc. | CA | 4,383 | $2.8B | $91.15 |
| 37 | Employees Savings And Retirement Plan Of Credit SuisseCredit Suisse Securities USA LLC | NY | 9 | $5.4B | $21.05 |
Other plan sizes in Investment management and securities
Fees per participant fall as plans get bigger, so the useful comparison is inside a size band rather than across them.
100 to 499 participants (1)500 to 999 participants (1)1,000 to 4,999 participants (6)
Back to Investment management and securities
Investment management and securities 401(k) plans has the median plan-paid fee, the largest plans, and the other size bands. The whole directory starts at industries.
