401(k) Monitor

Investment management and securities 401(k) plans with 5,000 or more participants

52 large 401(k) plans sit in investment management and securities and reported 5,000 or more participants on their latest Form 5500. All of them are listed here, ranked by active participants.

Active participants means people still building up a balance, which is the count Form 5500 reports separately from total participants. Every plan links to its own page, where the figures below come with the filing they were read from.

The plans

Ranked by active participants, the same order the site publishes plan pages in. Assets are Schedule H total assets at end of plan year, in USD. Cost per participant is plan-paid administrative expense, and a filing that itemized none says so instead of showing a zero.
#PlanStateActiveAssetsCost / participant
1Paychex Pooled Employer 401(k) PlanPaychex Retirement LLCNY621,703$1.8B$21.61
2Real Estate Commission Retirement Savings PlanBurke Capital Vi, Inc.NY98,765$7.3M$1.39
3Citi Retirement Savings PlanCitigroup Inc.CT74,487$23.2B$161.96
4Fidelity Retirement Savings PlanFmr LLCMA68,838$34.2Bnot itemized
5Morgan Stanley 401(k) PlanMorgan Stanley Domestic Holdings, LLCNY54,084$22.2B$210.50
6Southern District UBC Defined Contribution FundBoard Of Trustees Of The Southern District UBC Defined Contribution FTN51,643$1.2B$124.63
7Edward D. Jones & Co. Profit Sharing And 401(k) PlanEdward D. Jones & Co., L.P.MO50,491$12.4B$22.77
8Pentegra Defined Contribution Plan For Financial InstitutionsBoard Of Directors Of Pentegra Defined Contribution PlanNY35,585$2.3B$373.34
9SchwabPlan Retirement Savings And Investment PlanThe Charles Schwab CorporationTX32,145$8.9B$98.30
10Deseret 401(k) PlanDeseret Mutual Benefit AdministratorsUT25,752$6.1B$18.18
11UBS 401(k) Plan TrustUBS AgNJ24,260$10.2B$431.68
12The Goldman Sachs 401(k) PlanThe Goldman Sachs Group, Inc.NY23,891$12.8B$331.98
13Eighth District Electrical Pension Fund Annuity PlanBoard Of Trustees, Eighth District Electrical PensionNV22,346$1.1B$70.09
14The Bank Of New York Mellon Corporation 401(k) Savings PlanThe Bank Of New York Mellon CorporationPA22,098$9.9B$92.96
15The Vanguard Retirement And Savings PlanThe Vanguard Group, Inc.PA17,477$11.1Bnot itemized
16Raymond James Financial, Inc. 401(k) PlanRaymond James Financial, Inc.FL16,088$2.9B$38.16
17Fidelity Advantage 401(k)Fidelity Workplace Services LLCMA13,825$184.6M$133.66
18Tiaa Code Section 401(k) PlanTeachers Insurance And Annuity Association Of AmericaNY11,525$4.6B$18.56
19The Platinum 401(k) Retirement Savings PlanPlan Fiduciary Services, Inc.FL10,921$97.4M$89.61
20Usi 401(k) PlanUsi Insurance Services LLCNY10,494$1.5B$29.67
21Rbc- U.S.A. Retirement And Savings PlanRbc USA Holdco CorporationMN10,111$4.3B$20.47
22Mercer Wise Pooled Employer PlanMercer Investments, LLCMA10,017$319.9M$127.69
23Ameriprise Financial 401(k) PlanAmeriprise Financial, Inc.MN8,958$3.6B$123.80
24Lpl Financial LLC Profit Sharing 401(k) PlanLpl Financial LLCCA8,946$939.6M$81.89
25Blackrock Retirement Savings PlanBlackrock, Inc.NY8,882$4.8B$0.56
26Stifel Financial Profit Sharing 401(k) PlanStifel Financial Corp.MO8,303$2.3B$38.90
27Northwest Carpenters Individual Account Pension PlanBoard Of Trustees, Northwest Carpenters Individual Account Pension PlaCA8,251$707.8M$121.69
28Capital Retirement Savings PlanCapital Group Companies, Inc.CA8,086$8.2B$0.18
29Federal Home Loan Mortgage Corp Thrift/401(k) Savings PlanFederal Home Loan Mortgage CorpVA8,053$3.7B$16.57
30Intercontinental Exchange, Inc. 401(k) PlanIntercontinental Exchange, Inc.GA7,609$3.3B$216.09
31Nelnet 401(k) PlanNelnet, Inc.NE7,432$755.3M$65.45
32T. Rowe Price U.S. Retirement ProgramT. Rowe Price Group, Inc.MD6,820$4.9Bnot itemized
33Nfp Corp. 401(k) PlanNfp Corp.NY6,644$976.9M$56.87
34Ivyrehab Physical Therapy Pllc 401(k) Profit Sharing PlanIvyrehab Pt, Ot & Speech PllcNY6,154$110.7M$97.03
35Cook Inlet Region 401(k) Retirement PlanCook Inlet Region, Inc.AK5,327$589.4M$75.51
36Baird Profit Sharing & Savings PlanRobert W. Baird & Co., Inc.WI5,264$2.2B$75.11
37Profit Participation Plan Of Moody's CorporationMoodys CorporationNY5,221$2.1B$87.67
38Choice Pooled Employer Plan IAdministrative Group, LLC Dba Transamerica Fiduciary ServicesTN4,941$47.2M$190.02
39Ascensus, LLC 401(k) Savings PlanAscensus, LLC.PA4,858$621.8M$1.76
40Computershare 401(k) Retirement PlanComputershare US Services Inc.MA4,479$634.8M$40.62
41Amtrust Retirement PlanAmtrust North America Inc.NY4,479$458.1M$90.74
42Franklin Templeton 401(k) Retirement PlanFranklin Resources, Inc.CA4,383$2.8B$91.15
43Citadel Retirement Savings PlanCitadel Enterprise Americas LLCFL3,912$1.2B$7.06
44Bnp Paribas 401(k) Savings PlanBnp ParibasNY3,655$2.2B$94.90
45Jefferies Employees' Profit Sharing PlanJefferies Financial Group, Inc.NY3,427$1.4B$21.19
46Texas Iron Workers' Defined Contribution Retirement PlanTrustees Of Texas Iron Workers' Defined Contribution Retirement PlanTX3,412$70.9M$54.86
47Fulton Financial Corporation 401(k) Retirement PlanFulton Financial CorporationPA3,364$569.1M$44.58
48Invesco 401(k) PlanInvesco Holding Company (US), Inc.GA3,148$2.0B$29.63
49Profit Sharing Plan For Employees Of Alliancebernstein L.P.Alliancebernstein L.P.TN2,971$1.7Bnot itemized
50Allianz Asset Management Of America 401(k) Savings And Retirement PlanAllianz Asset Management Of America LLCCA2,228$2.2B$69.64
51Plansource Financial Services, Inc. Retirement Savings PlanPlansource Financial Services, Inc.FL1,933$80.7M$96.35
52Employees Savings And Retirement Plan Of Credit SuisseCredit Suisse Securities USA LLCNY9$5.4B$21.05

Other plan sizes in Investment management and securities

Fees per participant fall as plans get bigger, so the useful comparison is inside a size band rather than across them.

100 to 499 participants (604)500 to 999 participants (150)1,000 to 4,999 participants (154)

Back to Investment management and securities

Investment management and securities 401(k) plans has the median plan-paid fee, the largest plans, and the other size bands. The whole directory starts at industries.