Investment management and securities 401(k) plans with 1,000 to 4,999 participants
154 large 401(k) plans sit in investment management and securities and reported 1,000 to 4,999 participants on their latest Form 5500. All of them are listed here, ranked by active participants.
Active participants means people still building up a balance, which is the count Form 5500 reports separately from total participants. Every plan links to its own page, where the figures below come with the filing they were read from.
The plans
| # | Plan | State | Active | Assets | Cost / participant |
|---|---|---|---|---|---|
| 1 | The 401(k) PlanPentegra Services, Inc. | NY | 9,164 | $192.1M | $405.48 |
| 2 | Association Of Economic Collaboration And Growth Multiple Employer Retirement PlanAssociation Of Economic Collaboration And Growth | CA | 5,135 | $21.7M | $48.51 |
| 3 | 401(k) Simplified FlexibleAdvisortrust, Inc. | SD | 5,085 | $159.1M | $145.60 |
| 4 | Onedigital Open Pooled Employer PlanPlan Fiduciary Services, Inc. | FL | 4,946 | $93.6M | $228.67 |
| 5 | Fisher Investments 401(k) PlanFisher Asset Management, LLC Dba Fisher Investments | TX | 4,886 | $1.2B | $18.38 |
| 6 | Golden Retirement PlanAmericantcs Fiduciary Services, LLC | PA | 4,033 | $10.0M | $49.64 |
| 7 | Wdp Pooled Employer PlanAxios Advisory Group, LLC | PA | 3,990 | $60.9M | $104.77 |
| 8 | Enterprise Select Pooled Employer PlanPlan Fiduciary Services, Inc. | FL | 3,880 | $76.5M | $175.10 |
| 9 | Pbf Energy Retirement Savings PlanPbf Holding Company LLC | NJ | 3,863 | $1.0B | $75.69 |
| 10 | Blackstone 401(k) Savings PlanBlackstone Administrative Services Partnership, L.P. | NY | 3,723 | $922.7M | $117.62 |
| 11 | Midwest Teamsters Member 401(k) PlanBoard Of Trustees, Midwest Teamsters Member 401(k) | MN | 3,519 | $116.7M | $106.73 |
| 12 | Ukpeagvik Inupiat Corporation Employees' Retirement PlanUkpeagvik Inupiat Corporation | AK | 3,415 | $211.9M | $84.73 |
| 13 | Americantcs 401(k) PlanAmericantcs Fiduciary Services, LLC | PA | 2,973 | $54.2M | $121.18 |
| 14 | Oppenheimer & Co. Inc. 401(k) PlanOppenheimer & Co. Inc. | NY | 2,914 | $700.1M | $31.05 |
| 15 | Choice Pooled Employer Plan IiiAdministrative Group, LLC Dba Transamerica Fiduciary Services | IA | 2,783 | $53.1M | $85.98 |
| 16 | Osaic, Inc. Profit Sharing & 401(k) PlanOsaic, Inc. | AZ | 2,689 | $353.4M | $108.09 |
| 17 | Community Financial System, Inc. 401(k) Employee Stock Ownership PlanCommunity Financial System, Inc. | NY | 2,662 | $474.2M | $25.79 |
| 18 | Ugsoa Retirement PlanBoard Of Trustees Of The Ugsao Retirement Plan | MA | 2,443 | $29.5M | $130.75 |
| 19 | Janney Montgomery Scott LLC Profit Sharing And Savings PlanJanney Montgomery Scott LLC | PA | 2,413 | $766.2M | $0.25 |
| 20 | Achieve 401(k) PlanPantheon Freedom, Inc. | CA | 2,400 | $133.6M | $56.89 |
| 21 | The Baldwin Group PepPentegra Services, Inc. | NY | 2,400 | $5.5M | $73.36 |
| 22 | Nasdaq, Inc. 401(k) Savings PlanNasdaq, Inc. | MD | 2,388 | $984.3M | $114.02 |
| 23 | Bgc Group, Inc. Deferral Plan For Employees Of Bgc Group, Inc., Cantor Fitzgerald, L.P. And Its AffiliatesCantor Fitzgerald Lp And Bgc Group Inc. As Co-Sponsors | NY | 2,296 | $441.9M | $190.47 |
| 24 | Macquarie Holdings (USA) Inc. 401(k) Plan And TrustMacquarie Holdings (U.S.A.) Inc. | NY | 2,294 | $720.7M | $151.13 |
| 25 | Nesteggs Master Pooled 401(k) PlanNesteggs Retirement Plan Services, Inc. | FL | 2,294 | $79.9M | $281.56 |
| 26 | Chicago Mercantile Exchange, Inc. 401(k) Savings PlanChicago Mercantile Exchange, Inc. | IL | 2,245 | $1.1B | $150.03 |
| 27 | Creative Planning Companies Employer Retirement Contribution PlanCreative Planning LLC | KS | 2,243 | $269.6M | $91.57 |
| 28 | Societe Generale Savings And Investment/Retirement PlanSociete Generale (New York) | NY | 2,211 | $1.1B | not itemized |
| 29 | Nomura Securities International, Inc. Retirement Investment PlanNomura Securities International, Inc. | NY | 2,190 | $1.2B | $113.79 |
| 30 | Robinhood 401(k) PlanRobinhood Markets, Inc. | CA | 2,160 | $246.2M | $26.51 |
| 31 | Tlc Management, Inc. 401(k) PlanTender Loving Care Management | IN | 2,102 | $31.0M | $55.25 |
| 32 | Pra Group, Inc. 401(k) PlanPra Group, Inc. | VA | 2,087 | $118.4M | $130.14 |
| 33 | Guggenheim Services Retirement Savings PlanGuggenheim Services, LLC | IL | 2,085 | $703.5M | $92.72 |
| 34 | Susquehanna International Group, LLP 401(k) Profit Sharing PlanSusquehanna International Group, LLP | PA | 2,080 | $934.5M | $65.65 |
| 35 | Wellington Retirement And Pension PlanWellington Management Company LLP | MA | 2,072 | $3.2B | $37.04 |
| 36 | Neuberger Berman Group 401(k) PlanNeuberger Berman Group LLC | NY | 2,058 | $2.1B | not itemized |
| 37 | Point72, L.P. 401(k) PlanPoint72, L.P. | CT | 2,022 | $582.2M | $23.15 |
| 38 | Ares Retirement Savings PlanAres Management LLC | CA | 2,003 | $518.6M | $35.56 |
| 39 | Apollo Management Holdings, Lp 401(k) PlanApollo Management Holdings, Lp | CT | 1,966 | $396.2M | $96.50 |
| 40 | Situsamc 401(k) PlanSitusamc Holdings Corp. | TX | 1,952 | $208.9M | $99.94 |
| 41 | Stonex Group Inc. 401(k) PlanStonex Group Inc. | MO | 1,824 | $309.2M | $74.80 |
| 42 | Dp Fox Holdings 401(k) PlanDp Fox Holdings, LLC | MI | 1,813 | $112.9M | $153.02 |
| 43 | Horace Mann 401(k) PlanHorace Mann Service Corporation | IL | 1,785 | $265.9M | $119.13 |
| 44 | Evercore Partners Services East, LLC Retirement PlanEvercore Partners Services East, LLC | NY | 1,763 | $355.1M | $23.29 |
| 45 | Assuredpartners PepAssuredpartners Investment Advisors, LLC | FL | 1,761 | $35.3M | $239.89 |
| 46 | The Achieve Advantage 401(k) PlanAmericantcs Fiduciary Services, LLC | PA | 1,759 | $30.0M | $144.36 |
| 47 | The Logical Retirement SolutionAmericantcs Fiduciary Services, LLC | PA | 1,737 | $90.8M | $306.37 |
| 48 | Plumbers Local 68 Pension Plan Of Defined Contribution BenefitsPlumbers Local No. 68 Pension Plan Of Defined Contribution Benefits | TX | 1,729 | $63.8M | $533.12 |
| 49 | Jane Street Group, LLC 401(k) PlanJane Street Group, LLC | NY | 1,728 | $521.4M | $26.61 |
| 50 | Lazard Freres & Co. LLC Employees' Savings PlanLazard Freres & Co. LLC | NY | 1,722 | $832.0M | $135.88 |
| 51 | Piper Sandler Companies Retirement PlanPiper Sandler Companies | MN | 1,719 | $692.1M | $57.52 |
| 52 | Amynta 401(k) PlanAmynta Agency, Inc. | NY | 1,702 | $102.2M | $12.99 |
| 53 | The Capfinancial Group, LLC 401(k) PlanThe Capfinancial Group, LLC | NC | 1,701 | $323.3M | $0.01 |
| 54 | Mfsaving Retirement PlanMassachusetts Financial Sevices Company | MA | 1,691 | $574.7M | $3.99 |
| 55 | William Blair 401(k) And Profit Sharing PlanWilliam Blair & Company, LLC | IL | 1,680 | $1.2B | $78.01 |
| 56 | Inspira Financial, LLC 401(k) PlanInspira Financial, LLC | IL | 1,669 | $113.1M | $135.53 |
| 57 | Two Sigma 401(k) PlanTwo Sigma Investments, Lp | NY | 1,668 | $698.4M | $10.56 |
| 58 | Alter Domus 401(k) PlanAlter Domus Inc. | IL | 1,658 | $120.7M | $90.66 |
| 59 | Houlihan Lokey Retirement Savings PlanHoulihan Lokey | CA | 1,648 | $396.4M | $80.90 |
| 60 | Bayview Asset Management LLC 401(k) PlanBayview Asset Management LLC | FL | 1,638 | $230.0M | $108.80 |
| 61 | Kohlberg Kravis Roberts And Co. 401(k) Profit Sharing PlanKohlberg Kravis Roberts & Co. L.P. | NY | 1,627 | $666.2M | $57.80 |
| 62 | Forcht Group Of Kentucky Savings PlanForcht Group, Inc. | KY | 1,623 | $55.0M | $81.21 |
| 63 | Envestnet 401(k) Retirement PlanEnvestnet Financial Technologies, Inc. | PA | 1,602 | $347.3M | $58.81 |
| 64 | D.A. Davidson Companies Retirement Savings And Profit Sharing PlanD.A. Davidson Companies | MT | 1,586 | $622.7M | $70.62 |
| 65 | Wealth Enhancement Group 401(k) PlanWealth Enhancement Group, LLC | MN | 1,581 | $198.6M | $23.93 |
| 66 | Tyonek Native Corporation 401(k) PlanTyonek Native Corporation | AL | 1,566 | $64.4M | $72.54 |
| 67 | Edelman Financial Engines 401(k) PlanEdelman Financial Engines, LLC | CA | 1,553 | $500.5M | $2.57 |
| 68 | Hightower 401(k) PlanHightower Holding, LLC | IL | 1,550 | $206.7M | $12.14 |
| 69 | Tpg Global, LLC 401(k) Profit Sharing PlanTpg Global, LLC | TX | 1,528 | $644.8M | $142.15 |
| 70 | The Carlyle Group 401(k) PlanThe Carlyle Group Employee Co., L.L.C. | DC | 1,521 | $471.0M | $70.07 |
| 71 | 1199seiu National Benefit Fund And Affiliated Organizations 401(k) Plan1199seiu National Benefit Fund For Health And Human Service Employees | NY | 1,521 | $114.7M | $92.59 |
| 72 | Onedigital Pooled Employer PlanPlan Compliance Services, Inc. | FL | 1,506 | $14.0M | $115.97 |
| 73 | St. Paul Electrical Construction Workers 401(k) PlanTrustees Of St. Paul Electrical Construction Workers 401(k) Plan | MN | 1,495 | $227.4M | $217.18 |
| 74 | Cpc Retirement Savings PlanPlan Compliance Services, Inc. | FL | 1,482 | n/a | not itemized |
| 75 | Midland Credit Management, Inc. 401(k) Retirement Savings PlanMidland Credit Management, Inc. | CA | 1,462 | $167.4M | $109.28 |
| 76 | Federated Hermes, Inc. Employees Profit Sharing / 401(k) PlanFederated Hermes, Inc. | PA | 1,461 | $693.5M | $123.24 |
| 77 | Pipe Fitters Local Union No. 120 Annuity FundPipe Fitters Local Union No. 120 Annuity Fund | OH | 1,461 | $99.1M | $145.67 |
| 78 | Utah Laborers Annuity PlanBoard Of Trustees, Utah Laborers Annuity Trust Fund | CA | 1,450 | $47.1M | $134.04 |
| 79 | Mstc Easy(K) PepPentegra Services Inc. | NY | 1,450 | $19.3M | $71.82 |
| 80 | Central National Gottesman Inc. 401(k) PlanCentral National Gottesman Inc. | NY | 1,420 | $283.7M | $67.39 |
| 81 | American Century Retirement PlanAmerican Century Services, LLC | MO | 1,410 | $1.1B | $67.74 |
| 82 | Ibg LLC 401(k) PlanIbg LLC | CT | 1,400 | $437.0M | not itemized |
| 83 | Balyasny Asset Management 401(k) PlanBalyasny Asset Management, L.P. | IL | 1,393 | $263.0M | $47.36 |
| 84 | Chime Financial 401(k) PlanChime Financial, Inc. | CA | 1,383 | $156.5M | $22.27 |
| 85 | New Jersey Resources Corporation Employees' Retirement Savings PlanNew Jersey Resources Corporation | NJ | 1,374 | $360.4M | $309.94 |
| 86 | Kfg Financial Freedom FundAmericantcs Fiduciary Services, LLC | PA | 1,374 | $51.8M | $382.16 |
| 87 | Orion Advisor Solutions, Inc. 401(k) PlanOrion Advisor Solutions, Inc. | NE | 1,361 | $146.6M | $107.45 |
| 88 | Rockefeller 401(k) Savings And Retirement PlanRockefeller Financial Services, Inc. | NY | 1,350 | $236.5M | $100.26 |
| 89 | D. E. Shaw & Co. 401(k) PlanD. E. Shaw & Co., L.P. | NY | 1,342 | $719.2M | $15.66 |
| 90 | B. Riley Financial, Inc. 401(k) Profit Sharing PlanB. Riley Financial, Inc. | CA | 1,336 | $289.7M | $31.79 |
| 91 | Greystone 401(k) Savings PlanGreystone Select Incorporated | NY | 1,330 | $207.0M | $59.63 |
| 92 | Tp Icap 401(k) PlanTp Icap Americas Holdings Inc. | NY | 1,323 | $598.8M | $121.19 |
| 93 | Bain Capital, Lp Profit Sharing PlanBain Capital, Lp | MA | 1,307 | $389.8M | $50.80 |
| 94 | Planet Home Lending, LLC Profit Sharing Plan & TrustPlanet Home Lending, LLC | TX | 1,287 | $57.9M | $128.15 |
| 95 | Commonwealth Financial Network 401(k) P/S PlanCommonwealth Financial Network | MA | 1,271 | $238.3M | not itemized |
| 96 | Drw Trading Group Profit Sharing And Salary Deferral PlanDrw Holdings, LLC | IL | 1,262 | $309.8M | $36.13 |
| 97 | Bdp International, Inc. 401(k) And Profit SharingBdp International, Inc. | PA | 1,261 | $125.9M | $163.46 |
| 98 | Veritext LLC 401(k) Savings PlanVeritext LLC | NJ | 1,248 | $102.1M | $140.12 |
| 99 | Allspring 401(k) PlanAllspring Buyer LLC | NC | 1,233 | $257.0M | $50.01 |
| 100 | Dimensional Fund Advisors Deferred Compensation And Profit Sharing PlanDimensional Investment LLC | TX | 1,226 | $450.4M | $2.56 |
| 101 | Bridgewater Associates, Lp 401(k) PlanBridgewater Associates, Lp | CT | 1,213 | $613.9M | $24.66 |
| 102 | Corient Services LLC 401(k) PlanCorient Services LLC | FL | 1,200 | $267.2M | $169.05 |
| 103 | Msci Inc. 401(k) Retirement Savings PlanMsci Inc. | NY | 1,191 | $430.1M | $1.66 |
| 104 | Flexible 401(k) Pooled Employer PlanAmericantcs Fiduciary Services, LLC | PA | 1,185 | $58.6M | $308.34 |
| 105 | Mercer Advisors Inc. 401(k) PlanMercer Advisors, Inc. | CO | 1,182 | $145.3M | $19.27 |
| 106 | The Options Clearing Corporation Retirement Savings PlanThe Options Clearing Corporation | IL | 1,173 | $320.4M | $57.96 |
| 107 | Cerity Partners 401(k) PlanCerity Partners Management LLC | CA | 1,146 | $130.8M | $74.09 |
| 108 | Gavilon 401(k) Plan For Salaried And Hourly EmployeesViterra USA Holdings, LLC | NE | 1,134 | $188.4M | $93.33 |
| 109 | Cboe Global Markets Smart PlanCboe Services Co. | IL | 1,125 | $509.1M | $88.31 |
| 110 | Cambridge Associates, LLC 401(k) Savings Plan & TrustCambridge Associates, LLC | MA | 1,123 | $366.4M | $74.95 |
| 111 | The Federal Savings Bank Retirement PlanThe Federal Savings Bank | IL | 1,104 | $48.8M | $165.03 |
| 112 | First Trust Portfolios L.P. 401(k) PlanFirst Trust Portfolios L.P. | IL | 1,090 | $360.3M | $53.78 |
| 113 | Clearwater Analytics 401(k) PlanClearwater Analytics, LLC | ID | 1,044 | $114.8M | not itemized |
| 114 | Janus 401(k) And Employee Stock Ownership PlanJanus Capital Group Inc. | CO | 1,033 | $544.8M | $151.37 |
| 115 | Ultimus Fund Solutions, LLC Retirement & Profit Sharing PlanUltimus Fund Solutions, LLC | OH | 1,025 | $87.0M | $180.17 |
| 116 | Assetmark Financial 401(k) PlanAssetmark Financial Holdings, Inc. | CA | 1,024 | $175.0M | $227.34 |
| 117 | Apb Elite Pooled Employer PlanAxios Advisory Group, LLC | PA | 1,019 | $26.5M | $222.68 |
| 118 | Tradeweb Markets LLC 401(k) PlanTradeweb Markets LLC | NY | 1,016 | $331.9M | $59.95 |
| 119 | Advisors Excel, LLC 401(k) P/S PlanAdvisors Excel, LLC | KS | 995 | $73.8M | $189.15 |
| 120 | Equiniti 401(k) PlanEquiniti Trust Company | NY | 977 | $126.9M | $182.32 |
| 121 | Down To Earth 401(k) PlanSeasons Service Select, LLC | OH | 963 | $6.0M | $38.92 |
| 122 | 401(k) Savings And Retirement Plan, Sponsored By Natixis Investment Managers, LLCNatixis Investment Managers, LLC | MA | 954 | $613.1M | $25.19 |
| 123 | Harbourvest Partners, LLC 401(k) PlanHarbourvest Partners, LLC | MA | 941 | $225.8M | $108.53 |
| 124 | Cambridge Investment Group Retirement PlanEneric Petroleum Corporation | IA | 924 | $81.7M | $54.85 |
| 125 | Oaktree Capital Management, L. P. 401(k) Savings PlanOaktree Capital Management | CA | 922 | $404.1M | $326.32 |
| 126 | Kestra Financial, Inc. 401(k) PlanKestra Financial, Inc. | TX | 899 | $91.9M | $107.15 |
| 127 | Architect Equity 401(k) PlanArchitect Equity Management LLC | CA | 889 | $32.6M | $69.68 |
| 128 | First Command Financial Planning, Inc. 401(k)-Employee Stock Ownership PlanFirst Command Financial Planning, Inc. | TX | 873 | $246.8M | $115.19 |
| 129 | Sdm Retirement PlanFiduciary Wise, LLC | AZ | 872 | $40.8M | $153.99 |
| 130 | Brown Advisory 401(k) PlanBrown Investment Advisory & Trust Company | MD | 870 | $275.8M | $127.05 |
| 131 | Independence Realty Operating Partnership 401(k) PlanIndependence Realty Operating Partnership, Lp | PA | 865 | $30.2M | $46.52 |
| 132 | Credit Agricole Corporate And Investment Bank 401(k) Savings PlanCredit Agricole Corporate And Investment Bank | NY | 857 | $483.8M | $101.51 |
| 133 | The Natixis US Group 401(k) PlanNatixis North America LLC | NY | 849 | $470.6M | $153.07 |
| 134 | Ncci Holdings, Inc. 401(k) Savings PlanNcci Holdings, Inc. | FL | 848 | $505.8M | $270.50 |
| 135 | Ascension Property Services, LLC Retirement Readiness 401(k) PlanAscension Property Services, LLC | TN | 833 | $20.6M | $177.69 |
| 136 | Voltyx 401(k) PlanEps Nass Parent, Inc. | MO | 820 | $76.3M | $129.56 |
| 137 | Lord Abbett 401(k) Retirement PlanLord, Abbett & Co. LLC | NJ | 799 | $554.1M | $101.80 |
| 138 | Wedbush Securities Inc. Employees' Retirement PlanWedbush Securities Inc. | CA | 782 | $182.1M | $42.87 |
| 139 | Loomis, Sayles & Company, L.P. Employees' Profit Sharing Retirement PlanLoomis, Sayles & Company, L.P. | MA | 776 | $647.5M | $169.79 |
| 140 | Citco Technology Management, Inc. 401(k) Retirement PlanCitco Technology Management, Inc. | FL | 761 | $271.2M | $340.01 |
| 141 | Fig LLC 401(k) Profit Sharing Plan & TrustFig LLC | NY | 757 | $393.8M | $194.28 |
| 142 | Institutional Shareholder Services Inc. 401(k) Retirement Savings PlanInstitutional Shareholder Services | NY | 752 | $190.8M | $6.98 |
| 143 | Ing Financial Services LLC 401(k) Savings PlanIng Financial Services LLC | NY | 714 | $454.6M | $93.45 |
| 144 | Science Systems And Applications, Inc. 401(k) Profit Sharing Plan And TrustScience Systems And Applications, Inc. | MD | 692 | $228.2M | $128.77 |
| 145 | Virtu Financial LLC 401(k) PlanVirtu Financial Operating LLC | NY | 630 | $659.6M | $99.57 |
| 146 | Crow Holdings Retirement Savings PlanCrow Family, Inc. | TX | 615 | $164.2M | $81.97 |
| 147 | Russell Investments Retirement PlanRussell Investments Group, LLC | WA | 609 | $625.0M | $5.83 |
| 148 | Icma Retirement Corporation Retirement Savings PlanInternational City Management Association Retirement Corporation | DC | 609 | $396.6M | $71.88 |
| 149 | Tcw, LLC Profit Sharing And Savings PlanTcw, LLC | CA | 606 | $347.1M | $80.19 |
| 150 | Cerberus Capital Management, L.P. Profit Sharing 401(k) PlanCerberus Capital Management, L.P. | NY | 597 | $345.3M | $206.68 |
| 151 | Pwp 401(k) PlanPwp Employer Lp | NY | 494 | $171.8M | $108.23 |
| 152 | Natwest Markets Retirement Savings PlanNatwest Markets Securities, Inc. | CT | 274 | $588.9M | $156.95 |
| 153 | Pipefitters Lu No. 195 Defined Contribution PlanBoard Of Trustees Pipefitters Lu No 195 Defined Contribution Plan | TX | 260 | $6.8M | $58.01 |
| 154 | James River Financial Corp. 401(k) PlanJames River Financial Corp. | VA | 17 | n/a | not itemized |
Other plan sizes in Investment management and securities
Fees per participant fall as plans get bigger, so the useful comparison is inside a size band rather than across them.
100 to 499 participants (604)500 to 999 participants (150)5,000 or more participants (52)
Back to Investment management and securities
Investment management and securities 401(k) plans has the median plan-paid fee, the largest plans, and the other size bands. The whole directory starts at industries.