Investment management and securities 401(k) plans with 1,000 to 4,999 participants

6 large 401(k) plans in investment management and securities reported 1,000 to 4,999 participants on their latest Form 5500 and have a page here. All of them are listed here, ranked by active participants.

Active participants means people still building up a balance, which is the count Form 5500 reports separately from total participants. Every row links to its own page, where the figures below come with the filing they were read from. The site reads every large filing in the DOL data and publishes a page for a part of it.

The plans

Ranked by active participants, the same order the site publishes plan pages in. Assets are Schedule H total assets at end of plan year, in USD. Cost per participant is plan-paid administrative expense, and a filing that itemized none says so instead of showing a zero.
#	Plan	State	Active	Assets	Cost / participant
1	The 401(k) PlanPentegra Services, Inc.	NY	9,164	$192.1M	$405.48
2	Association Of Economic Collaboration And Growth Multiple Employer Retirement PlanAssociation Of Economic Collaboration And Growth	CA	5,135	$21.7M	$48.51
3	401(k) Simplified FlexibleAdvisortrust, Inc.	SD	5,085	$159.1M	$145.60
4	Onedigital Open Pooled Employer PlanPlan Fiduciary Services, Inc.	FL	4,946	$93.6M	$228.67
5	Fisher Investments 401(k) PlanFisher Asset Management, LLC Dba Fisher Investments	TX	4,886	$1.2B	$18.38
6	Wellington Retirement And Pension PlanWellington Management Company LLP	MA	2,072	$3.2B	$37.04

Other plan sizes in Investment management and securities

Fees per participant fall as plans get bigger, so the useful comparison is inside a size band rather than across them.

100 to 499 participants (1)500 to 999 participants (1)5,000 or more participants (37)

Back to Investment management and securities

Investment management and securities 401(k) plans has the median plan-paid fee, the largest plans, and the other size bands. The whole directory starts at industries.