Investment management and securities 401(k) plans with 100 to 499 participants
604 large 401(k) plans sit in investment management and securities and reported 100 to 499 participants on their latest Form 5500. This page lists numbers 1 to 250, ranked by active participants.
Active participants means people still building up a balance, which is the count Form 5500 reports separately from total participants. Every plan links to its own page, where the figures below come with the filing they were read from.
The plans
| # | Plan | State | Active | Assets | Cost / participant |
|---|---|---|---|---|---|
| 1 | Strategic Retirement ProgramPentegra Services, Inc. | NY | 1,308 | $49.6M | $490.32 |
| 2 | Enterprise Select Premier Pooled Employer PlanPlan Compliance Services, Inc. | FL | 1,302 | $28.5M | $645.94 |
| 3 | Rps BlueprintAmericantcs Fiduciary Services, LLC | PA | 1,193 | n/a | not itemized |
| 4 | Pathstone 401(k) PlanPathstone | GA | 596 | $53.2M | $35.34 |
| 5 | Flexpep(K) Pooled Employer 401(k) PlanAmericantcs Fiduciary Services, LLC | PA | 564 | $41.7M | $9.17 |
| 6 | Smith Bruer United 401(k) PlanAmericantcs Fiduciary Services, LLC | PA | 561 | $29.7M | $496.14 |
| 7 | The Colony Group, LLC 401(k) Profit Sharing PlanThe Colony Group, LLC | MA | 551 | $269.5M | $49.30 |
| 8 | Farther PepNesteggs Retirement Plan Services, Inc. | FL | 548 | $37.4M | $674.01 |
| 9 | 401(k) SimplifiedAdvisortrust, Inc. | SD | 543 | $18.9M | $84.46 |
| 10 | Clear Street 401(k) PlanClear Street Management LLC | NY | 537 | $45.3M | $38.72 |
| 11 | The Gratitude PepPentegra Services, Inc. | NY | 525 | $35.6M | $793.21 |
| 12 | Cerity Partners Pooled Employer PlanAmericantcs Fiduciary Services, LLC | PA | 524 | $3.7M | $94.56 |
| 13 | Two Harbors Investment Corp. 401(k) PlanTwo Harbors Investment Corp. | MN | 510 | $23.9M | $147.20 |
| 14 | Mai Wealth Management Employee 401(k) Savings PlanMai Wealth Management, Inc. | OH | 503 | $67.7M | $39.25 |
| 15 | Augeo Affinity Marketing Multiple Employer PlanAugeo Affinity Marketing, Inc. | MN | 496 | $33.9M | $305.29 |
| 16 | Onethirtyone LLC 401(k) Profit Sharing Plan And TrustOnethirtyone LLC | TX | 470 | $31.0M | $52.99 |
| 17 | Blue Trust Inc. Retirement PlanBlue Trust Inc. | GA | 465 | $36.3M | $232.55 |
| 18 | Ep Wealth Advisors Admin, LLC 401(k) PlanEp Wealth Advisors Admin, LLC | CA | 461 | $60.8M | not itemized |
| 19 | Vestwell Holdings, Inc. 401(k) PlanVestwell Holdings, Inc. | NY | 441 | $23.8M | $42.06 |
| 20 | Blink Health 401(k) PlanBlink Health Group, LLC | NY | 441 | $15.5M | $14.97 |
| 21 | Cfs PepAmericantcs Fiduciary Services, LLC | FL | 436 | $10.8M | $283.31 |
| 22 | Verition Group 401(k) PlanVerition Group LLC | CT | 432 | $33.4M | $262.22 |
| 23 | Cosmetic Physician Partners LLC 401(k) PlanCosmetic Physician Partners LLC | TX | 429 | $11.5M | $28.18 |
| 24 | North Central Equity LLC 401(k) PlanNorth Central Equity LLC | MN | 419 | $6.4M | $118.45 |
| 25 | Carson Wealth Management Group 401(k) Profit Sharing PlanCarson Group Holdings, LLC | IL | 416 | $40.2M | $307.49 |
| 26 | Ems Savings PlanElectronic Merchant Systems, LLC | OH | 408 | $13.3M | $91.24 |
| 27 | Basin Holdings LLC Retirement PlanBasin Holdings LLC | TX | 405 | $12.7M | $151.12 |
| 28 | Corner Home Medical Inc. 401(k) Plan And TrustCorner Home Medical, Inc. | MN | 403 | $8.1M | $86.93 |
| 29 | Guideline 401(k) PlanGuideline, Inc. | CA | 398 | $35.2M | $59.80 |
| 30 | Freepoint Commodities LLC 401(k) PlanFreepoint Commodities LLC | CT | 395 | $100.5M | $81.56 |
| 31 | Nisa Investment Advisors, LLC Profit Sharing PlanNisa Investment Advisors, LLC | MO | 388 | $124.0M | $31.48 |
| 32 | R J. O'Brien & Associates, LLC Profit Sharing And Savings PlanR J. O'Brien & Associates, LLC. | IL | 376 | $108.3M | $127.93 |
| 33 | Performance Trust Retirement PlanPt Financial Holdings, Inc. | IL | 375 | $108.3M | $99.00 |
| 34 | New Frontier Pooled Employer PlanPlan Fiduciary Services, Inc. | FL | 375 | $7.1M | $304.08 |
| 35 | Jtc USA 401(k) PlanJtc USA Holdings, Inc. | CA | 374 | $24.3M | $245.06 |
| 36 | Conning & Company (U.S.) Retirement Savings PlanConning & Company | CT | 370 | $160.2M | $96.63 |
| 37 | Lacore Enterprises, LLC.Lacore Enterprises, LLC. | TX | 368 | $10.6M | $25.52 |
| 38 | Leeward Management Services, LLC 401(k) PlanLeeward Management Services, LLC | TX | 365 | $35.9M | $175.08 |
| 39 | Et Investments, LLC 401(k) PlanEt Investments, LLC | CO | 362 | $18.6M | $102.68 |
| 40 | Dodge & Cox Profit Sharing PlanDodge & Cox | CA | 360 | $355.8M | $0.46 |
| 41 | One To One Health 401(k) PlanMed Investors Development, LLC Dba One To One Health | TN | 360 | $5.6M | $123.59 |
| 42 | Grameen America, Inc. 401(k) PlanGrameen America, Inc. | NY | 349 | $6.2M | $85.17 |
| 43 | Silver Point Capital, L.P. Savings & Retirement PlanSilver Point Capital, L.P. | CT | 344 | $81.8M | $5.21 |
| 44 | Wcf 401(k) PlanWcf Mutual Insurance Co. | UT | 344 | $20.2M | $11.15 |
| 45 | Glencore Ltd. 401(k) Savings PlanGlencore Ltd. | NY | 338 | $75.2M | $109.64 |
| 46 | Kobie Marketing, Inc. 401(k) PlanKobie Marketing, Inc. | FL | 337 | $21.7M | $319.87 |
| 47 | Cherry Technologies Inc. 401(k) PlanCherry Technologies Inc. | CA | 336 | $5.2M | $22.33 |
| 48 | K & K, Inc. 401(k) PlanKelp Holding, Inc. | TX | 335 | $6.1M | $5.34 |
| 49 | J. Gregory Peo Pooled 401(k) PlanNesteggs Retirement Plan Services, Inc. | FL | 335 | n/a | not itemized |
| 50 | Davidson Kempner Capital Management Lp 401(k) PlanDavidson Kempner Capital Management Lp | NY | 333 | $219.1M | $44.14 |
| 51 | Colliers Mortgage Holdings LLC Employee 401(k) PlanColliers Mortgage Holdings LLC | MN | 330 | $90.2M | $340.58 |
| 52 | Prime Capital Investment Advisors LLC 401(k) PlanPrime Capital Investment Advisors, LLC | KS | 330 | $16.5M | $36.07 |
| 53 | Gaming Capital Group LLC 401(k) Profit Sharing Plan And TrustGaming Capital Group LLC | OK | 328 | $21.6M | $227.78 |
| 54 | McLane Group 401(k) PlanMcLane Group, Lp | TX | 328 | $10.7M | $141.79 |
| 55 | Worldquant, LLC 401(k) Savings And Retirement PlanWorldquant, LLC | CT | 323 | $103.1M | $743.44 |
| 56 | Goal & Subsidiaries 401(k) PlanGoal Investment Group, Inc. | CA | 323 | $11.5M | $30.43 |
| 57 | Brevan Howard 401(k) PlanBrevan Howard Inc. | NY | 322 | $43.5M | $218.98 |
| 58 | Rialto Associate Services, LLC 401(k) PlanRialto Management Group, LLC | FL | 317 | $56.0M | $127.28 |
| 59 | Trend Health Partners, LLC 401(k) PlanTrend Health Partners, LLC | MD | 317 | $10.9M | $20.29 |
| 60 | Stretto 401(k) Retirement PlanStretto | CA | 314 | $41.3M | $191.25 |
| 61 | Qbox Pooled Employer PlanPlan Compliance Services, Inc. | FL | 313 | $11.0M | $320.55 |
| 62 | Gic 401(k) PlanGic (New York) Inc. | NY | 310 | $97.2M | $273.21 |
| 63 | First Western 401(k) PlanFirst Western Financial, Inc. | CO | 310 | $33.9M | $174.71 |
| 64 | Midcap Financial Services, LLC 401(k) PlanMidcap Financial Services, LLC | MD | 308 | $64.2M | $241.60 |
| 65 | Squarepoint Services US LLC 401(k) PlanSquarepoint Services US LLC | NY | 306 | $41.3M | $67.67 |
| 66 | Renaissance Employee Savings TrustRenaissance Acquisition Company LLC | IN | 306 | $20.3M | $194.18 |
| 67 | Daiwa Capital Markets America Inc. Retirement Investment PlanDaiwa Capital Markets America Inc. | NY | 301 | $155.1M | $63.09 |
| 68 | Intrafi Network LLC 401(k) PlanIntrafi Network LLC | VA | 300 | $78.3M | $485.56 |
| 69 | National Bank Of Canada 401(k) PlanNational Bank Of Canada | NY | 300 | $68.9M | $27.79 |
| 70 | Tumeq, LLC 401(k) Plan And TrustTumeq, LLC | SC | 299 | $19.9M | $191.34 |
| 71 | Akuna Capital LLC 401(k) PlanAkuna Capital LLC | IL | 296 | $38.3M | $267.79 |
| 72 | Sequoia Financial Group, LLC 401(k) PlanSequoia Financial Group, LLC | OH | 295 | $34.4M | $427.00 |
| 73 | Pra Events, Inc. 401(k) PlanPra Events, Inc. | IL | 295 | $15.7M | $146.90 |
| 74 | Smartcontract 401(k) PlanSmartcontract Inc. | NY | 295 | $13.7M | $30.65 |
| 75 | Printing,Packaging And Production Workers Union Of 527-M Defined Contribution Retirement PlanThe Board Of Trustees Printing,Packaging And Production | GA | 294 | $11.4M | $245.15 |
| 76 | Redwood Trust, Inc. 401(k) Profit Sharing PlanRedwood Trust, Inc. | CA | 290 | $62.5M | $83.76 |
| 77 | Currency Exchange International 401(k) Ps PlanCurrency Exchange International | FL | 289 | $10.0M | $120.04 |
| 78 | Rsm 401(k) PlanRsm Holdings, LLC | NJ | 289 | $7.4M | $202.60 |
| 79 | Sourcebooks, LLC 401(k) PlanSourcebooks, LLC | IL | 287 | $20.1M | $175.53 |
| 80 | Hbc Retirement PlanHudson Bay Capital Management, Lp | NY | 286 | $38.5M | $515.60 |
| 81 | Brighton Jones, LLC 401(k) Profit Sharing Plan & TrustBrighton Jones, LLC | WA | 285 | $44.9M | $5.30 |
| 82 | Zacks Investment Research, Inc. 401(k) Savings PlanZacks Investment Research, Inc. | IL | 285 | $38.3M | $277.93 |
| 83 | Voleon Capital Management Lp 401(k) PlanVoleon Capital Management Lp | CA | 285 | $35.6M | not itemized |
| 84 | Mfg 401(k) PlanMfg Employment Services LLC | GA | 283 | $24.8M | $54.29 |
| 85 | Anchorage Digital 401(k) PlanAnchor Labs, Inc. | NY | 283 | $12.3M | $85.72 |
| 86 | Goldentree Asset Management Retirement PlanGoldentree Asset Management, Lp | NY | 282 | $75.3M | $251.17 |
| 87 | Amur Equipment Finance Inc. 401(k) PlanAmur Equipment Finance, Inc. | NE | 278 | $19.2M | $10.29 |
| 88 | Cascade Financial Services 401(k) PlanSouthwest Stage Funding, LLC Dba Cascade Financial Services | AZ | 278 | $11.6M | $133.61 |
| 89 | Palmetto Solar, LLC 401(k) Profit Sharing PlanPalmetto Solar, LLC | NC | 278 | $9.0M | $156.50 |
| 90 | Robotic Research 401(k) PlanRobotic Research Opco, LLC | MD | 276 | $30.3M | $28.10 |
| 91 | Farallon Capital Management Profit Sharing And 401(k) Savings PlanFarallon Capital Management, L.L.C. | CA | 275 | $304.7M | $2,884.41 |
| 92 | Team Belvedere LLC 401(k) PlanTeam Belvedere LLC | IL | 275 | $62.2M | $246.40 |
| 93 | Advisors Asset Management, Inc. 401(k) PlanAdvisors Asset Management, Inc. | CO | 274 | $57.3M | not itemized |
| 94 | Preqin, Inc. 401(k) PlanPreqin, Inc. | NY | 274 | $25.1M | $29.23 |
| 95 | Ameriflex 401(k) PlanInterflex Payments, LLC | TX | 273 | $15.4M | $174.77 |
| 96 | Vermeer Southeast Sales & Services, Inc. Employee's Profit Sharing PlanVermeer Southeast Sales & Service, Inc. | FL | 271 | $27.6M | $413.17 |
| 97 | Tides Advocacy 401(k) PlanTides Advocacy | CA | 271 | $10.3M | $72.99 |
| 98 | Viking Global Investors Lp 401(k) PlanViking Global Investors Lp | CT | 270 | $123.9M | $275.05 |
| 99 | United Capital Financial Advisors Employer Retirement Contribution PlanUnited Capital Financial Advisors, LLC | TX | 270 | $29.2M | $69.08 |
| 100 | Trafigura Trading LLC Retirement Savings PlanTrafigura Trading LLC | TX | 269 | $54.2M | $155.58 |
| 101 | Adams Street Partners, LLC Savings Incentive PlanAdams Street Partners, LLC | IL | 264 | $243.2M | not itemized |
| 102 | The Midwest Trust Company Profit Sharing 401(k) PlanThe Midwest Trust Company | KS | 263 | $40.0M | $75.38 |
| 103 | Clearstead Advisors 401(k) Retirement PlanClearstead Advisors, LLC | OH | 263 | $35.5M | $92.25 |
| 104 | Lotus Group 401(k) PlanLotus Group USA, Inc. | MA | 262 | $12.4M | $214.00 |
| 105 | Angel Oak Companies 401(k) Profit Sharing PlanAngel Oak Companies Lp | GA | 260 | $28.8M | $171.52 |
| 106 | Slavic Mutual Funds Management Co. 401(k) PlanSlavic Mutual Fund Management Corp. | FL | 259 | $19.7M | not itemized |
| 107 | Centerbridge Partners, L.P. Incentive Savings TrustCenterbridge Partners, L.P. | NY | 257 | $130.1M | $416.60 |
| 108 | The Crowley Car Company Dealership Group 401(k) Plan & TrustThe Automotive Group, Inc. | CA | 257 | $10.2M | $176.20 |
| 109 | Clymene Management Services 401(k) Retirement PlanClymene Management Services LLC | TX | 257 | $7.3M | $151.70 |
| 110 | Doubleline 401(k) & Retirement Savings PlanDoubleline Group Lp | CA | 256 | $79.0M | $8.48 |
| 111 | Voya 401(k) Plan For Vriac AgentsVoya Retirement Insurance And Annuity Company | CT | 254 | $168.7M | $1.88 |
| 112 | Rosewood 401(k) PlanThe Rosewood Corporation | TX | 254 | $79.4M | $45.41 |
| 113 | Wilshire Advisors LLC 401(k) Employee Savings PlanWilshire Advisors LLC | CA | 254 | $79.3M | $13.57 |
| 114 | Green Street Advisors Retirement Savings PlanGreen Street Advisors, LLC, A Delaware Limited Liability Company | CA | 253 | $40.7M | $20.04 |
| 115 | Van Eck Associates Employees Profit Sharing Plan And TrustVan Eck Associates Corporation | NY | 252 | $89.4M | $13.42 |
| 116 | Pdt 401(k) PlanPdt Partners, LLC | NY | 251 | $101.4M | $1.47 |
| 117 | Pagaya 401(k) PlanPagaya Technologies US LLC | NY | 251 | $13.0M | $62.89 |
| 118 | Pinebridge 401(k) Retirement Savings PlanPinebridge Investments Holdings US LLC | NY | 250 | $145.4M | $305.18 |
| 119 | Generate Capital Inc. 401(k) PlanGenerate Capital, Pbc | CA | 250 | $25.4M | $319.44 |
| 120 | Global Infrastructure Management, LLC 401(k) PlanGlobal Infrastructure Management, LLC | NY | 249 | $98.0M | $594.55 |
| 121 | Arlington/Roe & Co., Inc. 401(k) PlanArlington/Roe & Co., Inc. | IN | 249 | $21.1M | $14.63 |
| 122 | Trenton Technology 401(k) PlanTrenton Technology, Inc. | NY | 249 | $11.1M | $153.83 |
| 123 | Elite 401(k) PlanBallew Wealth Management, Inc. | MS | 249 | $8.6M | $187.53 |
| 124 | Loop Capital Markets, LLC 401(k) Plan & TrustLoop Capital Markets, LLC | IL | 248 | $51.8M | $328.44 |
| 125 | Hometap Equity Partners 401(k) PlanHometap Equity Partners LLC | MA | 248 | $12.9M | $22.95 |
| 126 | Solomon Partners, L.P. 401(k) PlanSolomon Partners, L.P. | NY | 246 | $29.7M | $185.38 |
| 127 | Greenleaf Trust 401(k) PlanGreenleaf Trust | MI | 244 | $90.0M | $223.83 |
| 128 | Bentallgreenoak (U.S.), Lp 401(k) Retirement PlanBentallgreenoak (U.S.), Limited Partnership | WA | 243 | $58.8M | $338.67 |
| 129 | Wolfe Research, LLC 401(k) PlanWolfe Research, LLC | NY | 243 | $25.7M | $9.60 |
| 130 | Baupost Group Savings Retirement PlanThe Baupost Group, L.L.C. | MA | 240 | $156.2M | $3.14 |
| 131 | New Mountain Capital, LLC 401(k) Profit Sharing PlanNew Mountain Capital, LLC | NY | 240 | $72.2M | $347.66 |
| 132 | Roth Capital Partners, LLC 401(k) PlanRoth Capital Partners, LLC | CA | 240 | $65.0M | $425.86 |
| 133 | Ieq Capital 401(k) PlanIeq Capital, LLC | CA | 240 | $20.7M | $312.71 |
| 134 | Pathway Capital Management Salary Savings PlanPathway Capital Management, Lp | CA | 239 | $66.8M | $149.68 |
| 135 | Granite Group 401(k) PepGranite Group Retirement LLC | CT | 239 | $21.2M | $207.94 |
| 136 | The Bank Of Princeton 401(k) Profit Sharing PlanThe Bank Of Princeton | NJ | 239 | $12.8M | $26.54 |
| 137 | Sca Great Lakes Pooled Employer PlanPlan Compliance Services, Inc. | FL | 239 | $7.9M | $373.93 |
| 138 | Affiliated Managers Group, Inc. 401(k) Profit Sharing PlanAffiliated Managers Group, Inc. | MA | 238 | $117.7M | $9.85 |
| 139 | Imc Americas, Inc. 401(k) PlanImc Americas, Inc. | IL | 238 | $58.2M | $33.26 |
| 140 | Strike Technologies LLC 401(k) PlanStrike Technologies LLC | NY | 238 | $37.5M | $416.23 |
| 141 | Harbor Capital Advisors, Inc. 401(k) PlanHarbor Capital Advisors, Inc. | IL | 236 | $96.0M | $13.97 |
| 142 | Alti Global Holdings, LLC 401(k) Profit Sharing PlanAlti Global Holdings, LLC | NY | 236 | $52.0M | $253.22 |
| 143 | Symmetry Energy Solutions, LLC 401(k) PlanSymmetry Energy Solutions, LLC | TX | 236 | $42.8M | $361.05 |
| 144 | Seaport Global Holdings, LLC 401(k) PlanSeaport Global Holdings, LLC | NY | 236 | $41.6M | $365.07 |
| 145 | Marex North America LLC 401(k) PlanMarex North America LLC | NY | 235 | $48.2M | $4.57 |
| 146 | Berkshire Partners LLC Retirement PlanBerkshire Partners LLC | MA | 234 | $122.4M | $198.37 |
| 147 | Clayton, Dubilier & Rice Holdings, L.P. 401(k) Profit Sharing PlanClayton, Dubilier & Rice Holdings, L.P. | NY | 234 | $68.6M | $71.93 |
| 148 | Aristotle Capital Management, LLC 401(k) PlanAristotle Capital Management, LLC | CA | 233 | $66.3M | $416.99 |
| 149 | Harrison Street Real Estate Capital 401(k) Profit Sharing PlanHarrison Street Real Estate Capital, LLC | IL | 232 | $49.8M | $354.80 |
| 150 | Aspiriant 401(k) And Profit Sharing PlanAspiriant LLC | CA | 231 | $75.4M | $24.42 |
| 151 | Insurance Company Supported Organizations 401(k) Savings PlanCalifornia Fair Plan Association | CA | 231 | $21.8M | $17.40 |
| 152 | Jacsten Holdings, LLC 401(k) PlanJacsten Holdings, LLC | WI | 231 | $16.8M | $504.57 |
| 153 | Louisiana Downs 401(k) PlanLouisiana Downs Investment Company, LLC | LA | 231 | $602,144 | $45.57 |
| 154 | Harris Associates L.P. Profit Sharing And Savings PlanHarris Associates L.P. | IL | 230 | $209.1M | $131.96 |
| 155 | Delaware Claims Processing Facility, LLC. 401(k) PlanDelaware Claims Processing Facility, LLC. | DE | 230 | $35.6M | $54.00 |
| 156 | Rise48 Group 401(k) PlanRise48 Am, LLC | AZ | 229 | $2.1M | $198.43 |
| 157 | Harbert Retirement PlanHarbert Management Corporation | AL | 227 | $108.7M | $272.79 |
| 158 | Choreo Retirement PlanChoreo, LLC | IL | 227 | $45.7M | $68.09 |
| 159 | Petra Funds Group LLC 401(k) Profit Sharing Plan & TrustPetra Funds Group LLC | NY | 227 | $19.9M | $429.66 |
| 160 | Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement PlanCottonwood Capital Management, Inc. | UT | 225 | $11.8M | $376.82 |
| 161 | Homrich Berg 401(k) Profit Sharing PlanHb Wealth Management LLC | GA | 224 | $45.7M | $10.73 |
| 162 | Canyon Partners, L.L.C. 401(k) Retirement Savings PlanCanyon Partners, L.L.C. | TX | 223 | $95.2M | $139.59 |
| 163 | Insurance Company Supported Organizations 401(k) Savings PlanTexas Windstorm Insurance Association | TX | 223 | $32.6M | $193.85 |
| 164 | Integrity Fund 401(k) PlanHeartland Capital Investments, LLC | KY | 223 | $1.4M | $11.06 |
| 165 | Thornburg Investment Management, Incorporated 401(k) PlanThornburg Investment Management, Incorporated | NM | 221 | $156.4M | $105.28 |
| 166 | Larson Financial Group, LLC 401(k) Profit Sharing Plan And TrustLarson Financial Group, LLC | MO | 221 | $12.2M | $8.18 |
| 167 | Polen Capital Management, L. L. C. 401(k) PlanPolen Capital Management, L.L.C. | FL | 220 | $76.4M | $76.82 |
| 168 | Five Rings LLC 401(k) Profit Sharing Plan & TrustFive Rings LLC | NY | 220 | $34.0M | $239.98 |
| 169 | Safe-Harbor 401(k) Profit Sharing Plan For Employees Of Single Room Occupancy Housing CorporationSingle Room Occupancy Housing | CA | 220 | $7.6M | $10.63 |
| 170 | Tag(K) Pooled Employer PlanPlan Compliance Services, Inc. | FL | 220 | $3.5M | $576.82 |
| 171 | Lime Rock 401(k) PlanLime Rock Management Lp | CT | 218 | $75.0M | $82.35 |
| 172 | Skyoak Capital, Inc. Pooled Employer Plan No. 1Skyoak Capital, Inc. | NV | 217 | $1.1M | $135.59 |
| 173 | Silver Lake 401(k) PlanSilver Lake Technology Management LLC | NY | 216 | $118.6M | $4.75 |
| 174 | Eqt Partners, Inc. 401(k) PlanEqt Partners, Inc. | NY | 216 | $23.1M | $71.42 |
| 175 | Modera Wealth Management, LLC 401(k) PlanModera Wealth Management, LLC | NJ | 215 | $38.0M | $3.70 |
| 176 | Cole Papers, Inc. 401(k) PlanCole Papers, Inc. | ND | 215 | $11.4M | $157.07 |
| 177 | Crestline Investors, Inc. 401(k) PlanCrestline Investors, Inc. | TX | 214 | $44.2M | $70.96 |
| 178 | Tolleson Wealth Management 401(k) PlanTolleson Wealth Management, Inc. | TX | 214 | $34.7M | $24.92 |
| 179 | Capital Accumulation P/S Plan For Employees Of Payden & RygelPayden & Rygel | CA | 213 | $124.3M | $403.72 |
| 180 | Income Research & Management Profit Sharing 401(k) Plan & TrustIncome Research & Management | MA | 213 | $117.7M | $32.59 |
| 181 | Osp LLC 401(k) Plan TrustOsp, LLC | MN | 213 | $21.2M | $100.68 |
| 182 | 49 Financial 401(k) Plan49 Management Company | TX | 212 | $1.6M | $34.06 |
| 183 | Summit Partners, L.P. 401(k) Profit Sharing PlanSummit Partners, Lp | MA | 210 | $112.5M | $260.86 |
| 184 | The Riverside Company 401(k) PlanRiverside Partners L.L.C. | OH | 210 | $103.2M | $9.39 |
| 185 | Ta Associates Profit Sharing PlanTa Associates Management L.P. | MA | 208 | $655.6M | $2,134.73 |
| 186 | Rosenthal & Rosenthal, Inc. 401(k) PlanRosenthal & Rosenthal Inc. | NY | 208 | $57.1M | $47.68 |
| 187 | Cornerstone Advisors Of Arizona, LLC 401(k) Profit Sharing Plan And TrustCornerstone Advisors Of Arizona LLC | AZ | 208 | $34.5M | $695.78 |
| 188 | Century Support Services 401(k) PlanCentury Support Services, LLC | PA | 208 | $7.6M | $164.22 |
| 189 | Old Mission Capital, LLC 401(k) PlanOld Mission Capital, LLC | IL | 207 | $32.6M | $19.53 |
| 190 | Palmer Square Capital Management 401(k) PlanPalmer Square Capital Management, LLC | KS | 207 | $10.7M | $225.28 |
| 191 | Forus 401(k)Nexera Holding LLC | CA | 207 | $6.1M | $127.72 |
| 192 | Hall Capital Partners LLC 401(k) PlanHall Capital Partners LLC | CA | 206 | $50.7M | $81.59 |
| 193 | Baron Capital, Inc. 401(k) Profit Sharing PlanBaron Capital, Inc. | NY | 205 | $353.9M | $66.55 |
| 194 | Thl Management Holdings, Lp 401(k) PlanThomas H. Lee Management Company, LLC | MA | 205 | $57.4M | $109.53 |
| 195 | Cifc Asset Management LLC Retirement PlanCifc Asset Management LLC | NY | 204 | $56.8M | $13.28 |
| 196 | Crescent Capital Group Lp 401(k) PlanCrescent Capital Group Lp | CA | 203 | $48.5M | $119.32 |
| 197 | The Allen & Company 401(k) Savings PlanAllen Operations LLC | NY | 202 | $136.2M | $3.96 |
| 198 | Magnetar Capital LLC Profit Sharing And 401(k) PlanMagnetar Capital LLC | IL | 202 | $85.4M | $250.17 |
| 199 | Forward Financing LLC Retirement PlanForward Financing LLC | MA | 202 | $18.3M | $435.88 |
| 200 | Pretium 401(k) PlanPretium Employer, LLC | NY | 201 | $34.6M | $6.08 |
| 201 | Financial Resources Group Investment Services, LLC ProfitFinancial Resources Group Invest | SC | 201 | $24.5M | $161.22 |
| 202 | Gelber Group 401(k) PlanGelber Group, LLC | IL | 200 | $47.8M | $292.05 |
| 203 | Infusion Upstate Ny, Inc. 401(k) PlanInfusion Upstate Ny, Inc. | NY | 200 | $12.5M | $161.67 |
| 204 | Samuel A Ramirez & Co., Inc. 401(k) Profit Sharing Plan TrustSamuel A. Ramirez & Co., Inc. | NY | 199 | $50.9M | $535.41 |
| 205 | Bankonit Retirement Savings PlanBankonit, LLC | OK | 199 | $6.3M | $17.66 |
| 206 | Gtcr 401(k) PlanGtcr LLC | IL | 197 | $56.0M | $11.28 |
| 207 | Cpc Management LLC 401(k) PlanCpc Management LLC | MN | 197 | $12.4M | $164.43 |
| 208 | Sequoia 401(k) PlanSequoia Capital Operations, LLC | CA | 196 | $117.4M | $37.09 |
| 209 | The Crosby Company Of New Hampshire, LLC 401(k) PlanThe Crosby Company Of New Hampshire, LLC | NH | 196 | $69.5M | $78.14 |
| 210 | Planmember Services Corporation 401(k) PlanPlanmember Services Corporation | CA | 196 | $35.9M | $26.08 |
| 211 | Wisdomtree, Inc. 401(k) Retirement PlanWisdomtree, Inc. | NY | 195 | $45.1M | $8.18 |
| 212 | Marino Management, LLC 401(k) PlanMarino Management, LLC | CT | 195 | $25.0M | $2.38 |
| 213 | Ancora - MepCanterbury Capital, LLC | OH | 195 | $6.5M | $136.58 |
| 214 | Soros Fund Management LLC Profit Sharing PlanSoros Fund Management LLC | NY | 193 | $133.1M | $119.26 |
| 215 | Double H Burger Company LLC 401(k) PlanDouble H Burger Company LLC | TX | 193 | $2.4M | $20.79 |
| 216 | The White Oak 401(k) PlanWhite Oak Global Advisors, LLC | CA | 192 | $48.1M | $356.91 |
| 217 | Financial Designs, Inc. 401(k) Profit Sharing Plan And TrustFinancial Designs, Inc. | MI | 192 | $7.3M | $52.67 |
| 218 | Select Equity Group, L.P. 401(k) Psp And TrustSelect Equity Group, L.P. | NY | 191 | $163.5M | $500.42 |
| 219 | Marshall Wace North America Lp 401(k) Profit Sharing & TrustMarshall Wace North America, Lp | NY | 191 | $56.0M | $4.31 |
| 220 | Capstone Investment Advisors LLC 401(k) PlanCapstone Investment Advisors LLC | NY | 191 | $28.9M | $55.56 |
| 221 | Gqg Partners LLC Retirement PlanGqg Partners LLC | FL | 191 | $21.5M | $9.06 |
| 222 | Dv Group, LLC 401(k) PlanDv Group, LLC | IL | 191 | $19.2M | $12.16 |
| 223 | Sentrics 401(k) PlanSentrics, Inc. | FL | 191 | $11.3M | $245.79 |
| 224 | Sands Capital Management, LLC 401(k) Profit Sharing PlanSands Capital Management, LLC | VA | 189 | $124.0M | $85.41 |
| 225 | Geode Capital Management, LLC Retirement PlanGeode Capital Management, LLC | MA | 189 | $89.3M | $130.49 |
| 226 | The Capital Group Master Retirement PlanAdvisortrust, Inc. | SD | 189 | n/a | not itemized |
| 227 | Apg Asset Management 401(k) PlanApg Asset Management | NY | 188 | $150.4M | not itemized |
| 228 | King Street Capital Management, L.P. 401(k) PlanKing Street Capital Management, L.P. | NY | 188 | $61.7M | $381.14 |
| 229 | E&H 401(k) Savings And Retirement PlanRockefeller & Rockefeller Et Al. | NY | 188 | $51.5M | $108.89 |
| 230 | Sound Point Capital Management, Lp 401(k) Profit Sharing Plan ASound Point Capital Management | NY | 188 | $23.0M | $130.24 |
| 231 | The Pinnacle Advisors Pooled Employer 401(k) PlanNesteggs Retirement Plan Services, Inc. | FL | 188 | $16.8M | $617.77 |
| 232 | Magnolia Capital Management Company, Inc. 401(k) PlanMagnolia Capital Management Company, Inc. | IL | 188 | $391,438 | $157.59 |
| 233 | Boston Partners Retirement Savings PlanBoston Partners Global Investors, Inc. | MA | 187 | $144.3M | $237.66 |
| 234 | Psg Equity L.L.C. 401(k) PlanPsg Equity L.L.C. | MA | 187 | $42.6M | $39.18 |
| 235 | Sure 401(k) PlanSure, Inc. | TX | 187 | $7.7M | $30.64 |
| 236 | Coatue Management, LLC 401(k) PlanCoatue Management, LLC | NY | 186 | $34.2M | $340.77 |
| 237 | Deerfield Management Company Profit Sharing And 401(k) PlanDeerfield Management Company, Lp | NY | 185 | $38.8M | $554.61 |
| 238 | Coldstream 401(k) PlanColdstream Capital Management, Inc. | WA | 185 | $32.6M | $142.09 |
| 239 | Alscott, Inc. 401(k) Retirement PlanAlscott Inc. | ID | 185 | $16.1M | $8.81 |
| 240 | Consociate Dansig 401(k) PlanConsociate, Inc. | IL | 185 | $10.0M | $105.22 |
| 241 | Farther Finance, Inc. 401(k) PlanFarther Finance, Inc. | CA | 185 | $7.0M | $37.23 |
| 242 | Aea Investors Lp 401(k) Savings PlanAea Investors Lp | NY | 184 | $94.6M | $609.81 |
| 243 | Crews & Associates Inc. 401(k) PlanCrews & Associates, Inc. | AR | 183 | $47.8M | $603.00 |
| 244 | Valeo Financial Advisors, LLC Retirement PlanValeo Financial Advisors, LLC | IN | 183 | $28.4M | not itemized |
| 245 | Corporate Technologies Retirement PlanCorporate Technologies LLC | MN | 183 | $6.9M | $154.30 |
| 246 | The Commonfund Retirement Savings PlanThe Common Fund For Nonprofits | CT | 182 | $142.2M | $201.90 |
| 247 | The Deer Management Co. LLC Profit Sharing PlanDeer Management Co. LLC | NY | 182 | $92.2M | not itemized |
| 248 | Gamco Investors, Inc. 401(k) PlanGamco Investors, Inc. | CT | 182 | $81.5M | $125.44 |
| 249 | Rwa Wealth Partners, LLC 401(k) PlanRwa Wealth Partners, LLC | MA | 182 | $52.4M | $116.48 |
| 250 | Bmc Growth Fund II, LLC 401(k) PlanBmc Growth Fund II, LLC | OH | 182 | $5.5M | $189.79 |
Other plan sizes in Investment management and securities
Fees per participant fall as plans get bigger, so the useful comparison is inside a size band rather than across them.
500 to 999 participants (150)1,000 to 4,999 participants (154)5,000 or more participants (52)
Back to Investment management and securities
Investment management and securities 401(k) plans has the median plan-paid fee, the largest plans, and the other size bands. The whole directory starts at industries.