Investment management and securities 401(k) plans with 500 to 999 participants
150 large 401(k) plans sit in investment management and securities and reported 500 to 999 participants on their latest Form 5500. All of them are listed here, ranked by active participants.
Active participants means people still building up a balance, which is the count Form 5500 reports separately from total participants. Every plan links to its own page, where the figures below come with the filing they were read from.
The plans
| # | Plan | State | Active | Assets | Cost / participant |
|---|---|---|---|---|---|
| 1 | Hilco Trading, LLC 401(k) Profit Sharing Plan & TrustHilco Trading, LLC | IL | 1,608 | $114.4M | $118.26 |
| 2 | The Retiresmart PepPentegra Services, Inc. | NY | 1,574 | $25.5M | $286.71 |
| 3 | Ameritas Pooled Employer PlanAmericantcs Fiduciary Services, LLC | PA | 1,227 | n/a | not itemized |
| 4 | Assetmark Pooled Employer PlanAdvisortrust, Inc. | SD | 1,198 | $23.4M | $296.45 |
| 5 | Risk Strategies Pooled Employer Plan For Private Equity Portfolio Co'sPlan Compliance Services, Inc. | FL | 1,167 | $72.1M | $602.34 |
| 6 | Blue Owl Capital 401(k) PlanBlue Owl Capital Inc. | NY | 1,024 | $63.1M | $147.77 |
| 7 | Seneca Holdings, LLC 401(k) Retirement Savings PlanSeneca Holdings, LLC | NY | 1,024 | $41.0M | $150.58 |
| 8 | Golub Capital LLC 401(k) PlanGolub Capital LLC | IL | 1,006 | $193.4M | $63.21 |
| 9 | Woodbury Corporation 401(k) Profit Sharing PlanWoodbury Corporation | UT | 957 | $19.9M | $105.61 |
| 10 | Mariner Select Retirement PlanAmericantcs Fiduciary Services, LLC | PA | 955 | $7.9M | $105.74 |
| 11 | Bluestar Bks Pooled Employer PlanAmericantcs Fiduciary Services, LLC | PA | 948 | $14.5M | $72.29 |
| 12 | Quintes 401(k) Pooled Employer PlanQuintes Administrative And Insurance Services, Inc. | CA | 914 | $33.9M | $195.83 |
| 13 | Iowa Senior 401(k) Pooled Employer PlanFiduciary Wise, LLC | AZ | 846 | $12.7M | $153.49 |
| 14 | Mid Atlantic Capital Group Retirement Savings PlanMid Atlantic Capital Group | PA | 827 | $70.8M | not itemized |
| 15 | Wisconsin Masons 401(k) Plan And TrustThe Board Of Trustees Of The Wisconsin Masons 401(k) Plan And Trust | WI | 811 | $27.3M | $201.22 |
| 16 | Qui(K) 401(k) PlanAmericantcs Fiduciary Services, LLC | PA | 807 | $22.3M | $210.07 |
| 17 | Blue Horizons Pooled Employer PlanAmericantcs Fiduciary Services, LLC | PA | 806 | $29.6M | $136.88 |
| 18 | Real Alloy Recycling 401(k) PlanReal Alloy Recycling, LLC | OH | 802 | $74.8M | $112.23 |
| 19 | U. S. Retirement Partners 401(k) PlanU.S. Retirement Partners, Inc. | NJ | 801 | $85.1M | $5.34 |
| 20 | Hudson River Trading LLC 401(k) PlanHudson River Trading LLC | NY | 794 | $132.7M | $6.82 |
| 21 | The J.G. Wentworth Company 401(k) PlanThe J.G. Wentworth Company, LLC | PA | 788 | $50.1M | $173.20 |
| 22 | Pjt Partners 401(k) Savings PlanPjt Partners Holdings Lp | NY | 787 | $183.0M | $78.84 |
| 23 | Secure Choice 401(k) PlanPlan Compliance Services, Inc. | FL | 767 | $5.1M | $129.85 |
| 24 | Virtus Investment Partners, Inc. Savings And Investment PlanVirtus Investment Partners, Inc. | CT | 750 | $330.1M | $92.58 |
| 25 | Lone Peak Dental Group 401(k) PlanLpmg Holdings, LLC | CO | 750 | $1.0M | $6.40 |
| 26 | Benjamin F. Edwards & Co., Inc. 401(k) PlanBenjamin F. Edwards & Co., Inc. | MO | 739 | $125.6M | $272.83 |
| 27 | Local 74 U.S.W.U. 401(k) Savings PlanBoard Of Trustees Of Local 74 U.S.W.U 401(k) Savings Plan | NY | 731 | $13.3M | $266.70 |
| 28 | Central States 401(k) Retirement Savings PlanCentral States, Se & Sw Areas Health & Pension Funds | IL | 730 | $140.2M | $28.16 |
| 29 | National Production Workers Union 401(k) RetirementThe Board Of Trustees Of The National Production Workers Severan | IL | 720 | $25.0M | $330.06 |
| 30 | Penelope Retirement Pooled Employer PlanSmartwork, Inc. | NY | 713 | $4.7M | $0.50 |
| 31 | Marex 401(k) PlanMarex Services, Inc. | NY | 703 | $91.1M | $19.01 |
| 32 | Lane & Associates, Inc. 401(k) PlanLane & Associates, Inc. | NC | 702 | $28.6M | $193.75 |
| 33 | H.I.G. Capital Management, LLC 401(k) PlanH.I.G. Capital Management, LLC | FL | 696 | $122.3M | $6.25 |
| 34 | Stepstone Group Lp 401(k) Retirement PlanStepstone Group Lp | CA | 695 | $101.1M | $15.64 |
| 35 | Rps Smartcourse Savings PlanAmericantcs Fiduciary Services, LLC | PA | 691 | $10.1M | $139.72 |
| 36 | Silver Associates' Savings PlanSilver Ventures, Inc. | TX | 663 | $28.6M | $178.26 |
| 37 | Apex Fund Services 401(k) PlanApex Fund Services (Charlotte) LLC | NY | 655 | $49.2M | $154.07 |
| 38 | Ctc Trading Group, L.L.C. 401(k) Plan And Retirement TrustCtc Trading Group, LLC | IL | 652 | $352.4M | $78.51 |
| 39 | Riot Platforms, Inc. 401(k) PlanRiot Platforms, Inc. | CO | 646 | $14.9M | $88.60 |
| 40 | Vista Equity Partners Management, LLC Retirement PlanVista Equity Partners Management, LLC | CA | 642 | $140.8M | $72.64 |
| 41 | Resurgent Capital Services Group Retirement Savings PlanResurgent Capital Services, Lp | SC | 642 | $77.8M | $197.82 |
| 42 | Chatham Financial Corporation 401(k) PlanChatham Financial | PA | 632 | $234.3M | $63.87 |
| 43 | Lincoln International LLC 401(k) PlanLincoln International LLC | IL | 629 | $105.0M | $89.87 |
| 44 | Emoney Advisor, LLC 401(k) PlanEmoney Advisor, LLC | PA | 626 | $100.3M | $76.64 |
| 45 | First International Bank & Trust 401(k) Profit Sharing PlanFirst International Bank & Trust | ND | 616 | $98.4M | $62.92 |
| 46 | Equity Trust Company 401(k) PlanEquity Trust Company | OH | 601 | $29.9M | $27.43 |
| 47 | Hantz Group Retirement Savings PlanHantz Group Inc. | MI | 600 | $82.3M | $111.28 |
| 48 | Hamilton Lane Advisors, LLC 401(k) PlanHamilton Lane Advisors, LLC | PA | 599 | $94.9M | $190.98 |
| 49 | Atria Wealth Solutions 401(k) PlanAtria Wealth Solutions, Inc. | NY | 599 | $57.0M | not itemized |
| 50 | Petrochoice Holdings, Inc. 401(k) PlanPetrochoice Holdings, Inc. | PA | 593 | $44.4M | $166.56 |
| 51 | First Eagle Investments 401(k) PlanFirst Eagle Investment Management, LLC | NY | 584 | $216.6M | $11.06 |
| 52 | City Bank 401(k) PlanSouth Plains Financial, Inc. | TX | 584 | $50.2M | $384.55 |
| 53 | Marketaxess Corporation 401(k) Profit Sharing PlanMarketaxess Corporation | NY | 580 | $149.3M | $5.82 |
| 54 | Savant Capital, LLC 401(k) PlanSavant Capital, LLC | IL | 570 | $79.3M | $18.42 |
| 55 | Beacon Pointe 401(k) PlanBeacon Pointe Advisors, LLC | CA | 569 | $54.2M | $109.45 |
| 56 | Coast Professional Inc. Profit Sharing PlanCoast Professional Inc. | LA | 563 | $9.0M | $150.95 |
| 57 | Ah Capital Management, L.L.C. 401(k) PlanAh Capital Management, L.L.C. | CA | 560 | $96.3M | $312.46 |
| 58 | Missouri Farm Bureau Savings Plan And TrustMissouri Farm Bureau Federation | MO | 553 | $42.4M | $248.86 |
| 59 | Insurance Company Supported Organizations 401(k) Savings PlanAipso | RI | 550 | $136.4M | $191.86 |
| 60 | Artisan Partners Holdings Lp 401(k) PlanArtisan Partners Holdings Lp | WI | 542 | $387.6M | $0.19 |
| 61 | Optiver 401(k) PlanOptiver Services US LLC | IL | 540 | $153.6M | $42.22 |
| 62 | Srl Reedmark Pooled Employer PlanReedmark Advisers LLC | NJ | 538 | $3.6M | $28.45 |
| 63 | Bbva, S.A. New York Branch 401(k) PlanBbva S.A. New York Branch | NY | 524 | $118.7M | $50.86 |
| 64 | Cresset Administrative Services Corporation 401(k) PlanCresset Administrative Services Corporation | IL | 524 | $48.1M | $153.94 |
| 65 | Vroom Automotive Finance Corporation 401(k) PlanVroom Automotive Finance Corp. | CA | 523 | $29.2M | $170.12 |
| 66 | Allworth Financial 401(k) PlanAllworth Financial, Lp | CA | 517 | $76.7M | $145.25 |
| 67 | Ex Nihilo Capital 401(k) PlanEx Nihilo Capital | VA | 516 | $1.1M | $19.61 |
| 68 | Grosvenor Capital Management, L.P. 401(k) Retirement PlanGrosvenor Capital Management, L.P. | IL | 514 | $173.4M | $43.08 |
| 69 | Elliott Section 401(k) PlanEimfl LLC | FL | 513 | $349.6M | $133.01 |
| 70 | Unison Risk Advisors Pooled Employer PlanPlan Compliance Services, Inc. | FL | 512 | $5.0M | $129.09 |
| 71 | Juno Investments & Esquared Hospitality 401(k) PlanJuno Investments LLC | NY | 510 | $15.6M | $147.88 |
| 72 | Warburg Pincus LLC Profit Sharing PlanWarburg Pincus LLC | NY | 507 | $324.9M | $51.44 |
| 73 | Schonfeld 401(k) PlanSchonfeld Strategic Advisors LLC | NY | 507 | $87.2M | $98.74 |
| 74 | Argent Financial Group 401(k) PlanArgent Financial Group, Inc. | LA | 505 | $76.0M | $223.26 |
| 75 | Mesirow Financial Savings PlanMesirow Financial Administrative Corporation | IL | 496 | $225.3M | $206.79 |
| 76 | Tradestation Group, Inc. Employee Savings Retirement PlanTradestation Group, Inc. | FL | 491 | $89.9M | $124.18 |
| 77 | Insight Venture Partners 401(k) PlanInsight Venture Management, LLC | NY | 490 | $74.3M | $34.67 |
| 78 | Unite Here Health Staff 401(k) PlanUnite Here Health | IL | 489 | $40.9M | $89.11 |
| 79 | Stearns Financial Services, Inc. 401(k) Plan And TrustStearns Financial Services, Inc. | MN | 488 | $37.2M | $118.63 |
| 80 | Geneva Financial, LLC 401(k) PlanGeneva Financial, LLC | AZ | 487 | $5.3M | $30.27 |
| 81 | Bass Thrift / 401(k) Plan And TrustBepco, L.P. | TX | 482 | $107.4M | $176.55 |
| 82 | Jacobus Energy Retirement PlanJacobus Energy, LLC | WI | 479 | $34.1M | $179.24 |
| 83 | Arrowstreet Capital L.P. 401(k) PlanArrowstreet Capital L.P. | MA | 478 | $164.7M | $74.61 |
| 84 | Btg Pactual 401(k) PlanBtg Pactual Asset Managementus | NY | 477 | $59.0M | $6.70 |
| 85 | Tower Research Capital Group 401(k) PlanTower Research Capital, LLC | NY | 468 | $167.4M | $15.30 |
| 86 | Lincoln Investment 401(k) And Profit Sharing PlanLincoln Investment Planning, LLC | PA | 467 | $116.5M | $124.64 |
| 87 | Wakefield And Associates, LLC Tax Favored Savings PlanWakefield And Associates, Inc. | TN | 467 | $14.1M | $116.24 |
| 88 | The Western Asset Management 401(k) PlanWestern Asset Management Company, LLC | CA | 466 | $385.2M | $148.43 |
| 89 | Aes Drilling Fluids 401(k) PlanAes Drilling Fluids, LLC | TX | 462 | $28.4M | $139.52 |
| 90 | Moore Capital Management, Lp 401(k) PlanMoore Capital Management, Lp | NY | 458 | $209.4M | $39.55 |
| 91 | Victory Capital Management, Inc. 401(k) Savings PlanVictory Capital Management, Inc. | OH | 456 | $188.9M | $143.04 |
| 92 | Tanadgusix Corporation 401(k) Plan And TrustTanadgusix Corporation | AK | 456 | $34.6M | $123.14 |
| 93 | Tradition America Holdings, Inc. 401(k) PlanTradition America Holdings, Inc. | NY | 455 | $207.5M | $221.33 |
| 94 | Wilson-Mcshane Corporation Retirement Income PlanWilson-Mcshane Corporation | MN | 454 | $67.7M | $12.75 |
| 95 | Centerview Partners LLC 401(k) PlanCenterview Partners LLC | NY | 450 | $72.9M | not itemized |
| 96 | Iconiq Capital 401(k) PlanIconiq Capital, LLC | CA | 447 | $85.6M | not itemized |
| 97 | Audax 401(k) Savings PlanAudax Management Company, LLC | MA | 447 | $80.4M | $257.78 |
| 98 | Bdt & Msd Partners Retirement Savings PlanBdt Capital Partners, LLC | IL | 446 | $168.7M | $87.05 |
| 99 | Gemini Space Station, LLC 401(k) PlanGemini Space Station, LLC | NY | 446 | $45.1M | $44.28 |
| 100 | Employee Benefit Plan For Specialized AlternativesSpecialized Alternatives | OH | 446 | $21.0M | $163.40 |
| 101 | Amundi US, Inc. Savings And Investment PlanAmundi US, Inc. | MA | 445 | $174.2M | $95.69 |
| 102 | Nesteggs Achievement Pooled Employer 401(k) PlanNesteggs Retirement Plan Services, Inc. | FL | 442 | $17.9M | $201.20 |
| 103 | Prima Medical Foundation 401(k) Profit Sharing Plan And TrustPrima Medical Foundation | CA | 435 | $11.7M | $7.06 |
| 104 | Evolve Bancorp 401(k) PlanEvolve Bancorp, Inc. | TN | 433 | $21.5M | $284.74 |
| 105 | The Glenmede Corporation Savings And Investment PlanThe Glenmede Corporation | PA | 431 | $230.3M | $106.01 |
| 106 | Security Plus Retirement Savings PlanEvergreen Moneysource Mortgage Company Dba Evergreen Home Loans | WA | 427 | $60.9M | $151.38 |
| 107 | Aqr Capital Management, LLC 401(k) PlanAqr Capital Management, LLC | CT | 426 | $190.6M | $2.84 |
| 108 | Innovative Capital Management 401(k) PlansInnovative Capital Management | OK | 425 | $4.7M | $64.73 |
| 109 | The Crown Capital Fund, LLC 401(k) PlanThe Crown Capital Fund, LLC | GA | 421 | $21.9M | $114.22 |
| 110 | Rothschild & Co North America Inc. 401(k) And Profit Sharing PlanRothschild & Co North America Inc. | NY | 420 | $155.8M | $47.72 |
| 111 | Spins 401(k) PlanSpins LLC | IL | 419 | $39.4M | $342.96 |
| 112 | Jennison Associates Savings PlanJennison Associates LLC | NY | 416 | $485.9M | $297.93 |
| 113 | Calamos Profit Sharing 401(k) PlanCalamos Investments LLC | IL | 415 | $200.0M | $32.93 |
| 114 | Man Investments USA Holdings Inc. Savings And Investment PlanMan Investments USA Holdings Inc. | NY | 405 | $146.2M | $278.53 |
| 115 | Investment Corporation Of America Profit Sharing 401(k) PlanInvestment Corporation Of America | TX | 405 | $117.9M | $274.20 |
| 116 | Next(K) Retirement SolutionsPlan Compliance Services, Inc. | FL | 399 | $834,966 | $28.44 |
| 117 | Wolverine Employee Savings & Retirement PlanWolverine Trading, LLC | IL | 395 | $181.0M | $7.62 |
| 118 | Galaxy Digital Services LLC 401(k) PlanGalaxy Digital Services LLC | NY | 387 | $37.5M | $89.89 |
| 119 | Digital Currency Group Inc. 401(k) PlanDigital Currency Group, Inc. | CT | 385 | $32.6M | $206.14 |
| 120 | Aligned Equity Holdings 401(k) PlanBip Aligned Equity Holdings LLC | MA | 383 | $11.9M | $78.72 |
| 121 | Canaccord Genuity LLC 401(k) PlanCanaccord Genuity LLC | NY | 377 | $110.5M | $120.91 |
| 122 | Nepc, LLC Profit Sharing And 401(k) PlanNepc, LLC | MA | 367 | $170.8M | $153.91 |
| 123 | Pfm 401(k) PlanPfm Financial Advisors LLC | PA | 364 | $163.8M | $19.13 |
| 124 | Gmo 401(k) Profit Sharing PlanGrantham, Mayo, Van Otterloo & Co. LLC | MA | 359 | $178.2M | $5.93 |
| 125 | Cohen & Steers Capital Management, Inc. 401(k) Employee Savings & Profit Sharing PlanCohen & Steers Capital Management, Inc. | NY | 359 | $156.3M | $93.34 |
| 126 | Employees' Thrift Plan Of The American Bankers AssociationAmerican Bankers Association | DC | 355 | $197.9M | $115.25 |
| 127 | Starwood Headquarters, L.L.C. 401(k) Profit Sharing PlanStarwood Headquarters, L.L.C | CT | 353 | $109.5M | $204.50 |
| 128 | Kayne Anderson Capital Advisors 401(k) PlanKayne Anderson Capital Advisors, L.P. | CA | 345 | $140.7M | $687.94 |
| 129 | Schroder US Holdings Inc. And Subsidiaries Retirement PlanSchroder US Holdings Inc. | NY | 344 | $220.8M | $579.96 |
| 130 | Greater St. Louis Service Employees Pension Trust 401(k) PlanTrustees Of The Greater St. Louis Service Employees Pension Trust | MO | 344 | $7.6M | $109.43 |
| 131 | Leerink Partners 401(k) PlanLeerink Partners LLC | MA | 343 | $76.1M | $206.00 |
| 132 | Wideorbit LLC 401(k) PlanWideorbit LLC | NY | 339 | $81.4M | not itemized |
| 133 | Exoduspoint Capital Management Lp 401(k) PlanExoduspoint Capital Management Lp | NY | 324 | $60.9M | $162.26 |
| 134 | Peak6 Group LLC 401(k) Ps PlanPeak6 Group LLC | IL | 318 | $101.2M | $27.49 |
| 135 | Manning & Napier Advisors, LLC 401(k) And Profit Sharing PlanManning & Napier Advisors, LLC | NY | 313 | $151.6M | $22.47 |
| 136 | The Instinet Savings PlanInstinet Incorporated | NY | 307 | $200.1M | $367.95 |
| 137 | Amherst Services Corp. 401(k) Profit Sharing PlanAmherst Services, Corp. | TX | 301 | $45.8M | $119.47 |
| 138 | Tudor Investment Corporation 401(k) Savings And Profit-Sharing PlanTudor Investment Corporation | CT | 299 | $172.7M | $264.78 |
| 139 | Nexpoint 401(k) PlanNexpoint Advisors, L.P. | TX | 289 | $88.1M | $129.20 |
| 140 | Clearcapital 401(k) PlanClearcapital.Com, Inc. | NV | 288 | $33.2M | $8.35 |
| 141 | Edf Trading, N.A. 401(k) PlanEdf Trading North America, LLC | TX | 268 | $89.3M | $329.87 |
| 142 | Abn Amro Clearing USA LLC And Its Affiliates 401(k) PlanAbn Amro Clearing USA LLC | IL | 254 | $106.2M | $21.82 |
| 143 | Prosus 401(k) PlanStack Exchange, Inc. | CA | 244 | $47.6M | $27.37 |
| 144 | Lloyds Bank Corporate Markets Plc 401(k) PlanLloyds Bank Corporate Markets Plc | NY | 210 | $130.2M | $13.83 |
| 145 | Aberdeen Standard Investments Inc. 401(k) Profit Sharing PlanAbrdn Inc. | PA | 204 | $200.3M | $8.36 |
| 146 | Zbi Multiple Employer 401(k) Retirement PlanZiff Brothers Investments, L.L.C. | NY | 185 | $244.8M | $144.61 |
| 147 | Ag Savings & Investment PlanAngelo, Gordon & Co., Lp | NY | 0 | $0 | $190.29 |
| 148 | Sculptor Capital 401(k) PlanSculptor Capital | NY | 0 | $0 | $70.56 |
| 149 | Buckingham Asset Management, LLC 401(k) Profit Sharing PlanBuckingham Asset Management, LLC | MO | 0 | $0 | $8.22 |
| 150 | Saalex Solutions, Inc. 401(k)Saalex Corporation Dba Saalex So | CA | 0 | $0 | $15.49 |
Other plan sizes in Investment management and securities
Fees per participant fall as plans get bigger, so the useful comparison is inside a size band rather than across them.
100 to 499 participants (604)1,000 to 4,999 participants (154)5,000 or more participants (52)
Back to Investment management and securities
Investment management and securities 401(k) plans has the median plan-paid fee, the largest plans, and the other size bands. The whole directory starts at industries.