Investment management and securities 401(k) plans with 100 to 499 participants, page 3
604 large 401(k) plans sit in investment management and securities and reported 100 to 499 participants on their latest Form 5500. This page lists numbers 501 to 604, ranked by active participants.
Active participants means people still building up a balance, which is the count Form 5500 reports separately from total participants. Every plan links to its own page, where the figures below come with the filing they were read from.
The plans
| # | Plan | State | Active | Assets | Cost / participant |
|---|---|---|---|---|---|
| 501 | Jmg Financial Group, Ltd. Profit Sharing And 401(k) Plan And TrustJmg Financial Group, Ltd. | IL | 93 | n/a | not itemized |
| 502 | Socially Responsible Pooled Employer PlanAmericantcs Fiduciary Services, LLC | PA | 93 | n/a | not itemized |
| 503 | Hirtle, Callaghan & Co. LLC 401(k) Profit Sharing PlanHirtle, Callaghan & Co., LLC | PA | 92 | $53.5M | $17.78 |
| 504 | Transmarket Operations, LLC 401(k) PlanTransmarket Operations, LLC | IL | 92 | $17.2M | $424.51 |
| 505 | Bregal Investments, Inc. 401(k) PlanBregal Investments Inc. | NY | 91 | $38.1M | $82.46 |
| 506 | Serent Capital 401(k) PlanSerent Capital Management Company, LLC | CA | 91 | $26.3M | $88.25 |
| 507 | Trc Payroll, I, LLC 401(k) PlanTrc Payroll, I, LLC | PA | 91 | $23.4M | $398.84 |
| 508 | Money Metals 401(k) PlanMoney Metals Exchange LLC | NC | 91 | n/a | not itemized |
| 509 | Lmr Partners Retirement PlanLmr Partners LLC | n/a | 91 | n/a | not itemized |
| 510 | The Imperial Capital, LLC 401(k) PlanImperial Capital, LLC | CA | 90 | $44.8M | $568.54 |
| 511 | Midocean US Advisor Lp 401(k) PlanMidocean US Advisor Lp | NY | 90 | $44.5M | $11.05 |
| 512 | Matthews International Capital Management, LLC 401(k) PlanMatthews International Capital Management, LLC | CA | 89 | $56.0M | $82.70 |
| 513 | Craig-Hallum Capital Group LLC 401(k) PlanCraig-Hallum Capital Group LLC | MN | 88 | $52.2M | $28.14 |
| 514 | Anchorage Capital Advisors, L.P. 401(k) PlanAnchorage Capital Advisors, L.P. | NY | 88 | $31.8M | $22.43 |
| 515 | Forus 401(k)Ellevest, Inc. | NY | 88 | $6.5M | $227.37 |
| 516 | Orbimed Advisors, L.L.C. 401(k) Retirement PlanOrbimed Advisors, L.L.C. | NY | 87 | $76.4M | $30.98 |
| 517 | Stratos 401(k) PlanStratos Global Services, LLC | NY | 87 | $34.1M | $81.32 |
| 518 | Industrial And Commercial Bank Of China Financial Services LLCIndustrial And Commercial Bank O | NY | 87 | $31.0M | $581.25 |
| 519 | Xy Planning 401(k) PlanXy Planning Network, LLC | MT | 87 | $5.5M | $40.28 |
| 520 | Littlejohn & Co., LLC 401(k) Profit Sharing PlanLittlejohn & Co., LLC | CT | 86 | $55.7M | $137.39 |
| 521 | Ridgewood Energy Corp 401(k) Profit Sharing Plan And TrustRidgewood Energy Corp | NJ | 86 | $47.5M | $850.43 |
| 522 | Tradelink LLC 401(k) Profit Sharing PlanTradelink LLC | IL | 86 | $32.5M | $160.46 |
| 523 | Xy Planning Network Team Member Ownership PlanXy Planning Network, Inc. | MT | 86 | $2.0M | $3.71 |
| 524 | Epl II, LLC 401(k) PlanEpl II, LLC | MO | 86 | n/a | not itemized |
| 525 | Bridgewest Capital Management LLC 401(k) And Profit Sharing PlanBridgewest Capital Management LLC | FL | 86 | n/a | not itemized |
| 526 | Sbera 401(k) Plan As Adopted By Northeast Retirement Services LLCNortheast Retirement Services LLC | MA | 85 | n/a | not itemized |
| 527 | Xr Trading LLC 401(k) PlanXr Trading LLC | IL | 84 | $48.6M | $856.37 |
| 528 | Meritage Medical Network 401(k) Profit Sharing Plan And TrustMeritage Medical Network | CA | 83 | $13.2M | $174.23 |
| 529 | The Beneficient Company Group, Lp Retirement PlanThe Beneficient Company Group (USA), L.L.C. | TX | 83 | $12.7M | $151.89 |
| 530 | Qatalyst Group Lp 401(k) PlanQatalyst Group Lp | CA | 82 | $55.4M | not itemized |
| 531 | Rath USA Defined Contribution PlanRath Incorporated | DE | 82 | $5.4M | $153.02 |
| 532 | Masterworks Administrative Services 401(k) PlanMasterworks Administrative Services | NY | 82 | $1.4M | $15.88 |
| 533 | Kelso & Company Savings PlanKelso & Company, Lp | NY | 82 | n/a | not itemized |
| 534 | Safehold Savings And Retirement Plan TrustSafehold Inc. | NY | 81 | $63.0M | $202.52 |
| 535 | Cvc Advisors (U.S.) Inc. Retirement PlanCvc Advisors (U.S.) Inc. | NY | 81 | n/a | not itemized |
| 536 | Moneycorp US Inc. 401(k) PlanMoneycorp US Inc. | RI | 80 | $7.7M | $129.84 |
| 537 | Makena 401(k) PlanMakena Capital Management, LLC | CA | 79 | $35.7M | $133.25 |
| 538 | Cion 401(k) Savings PlanCion Investment Group LLC | NY | 79 | $16.6M | $781.67 |
| 539 | Republic 401(k) PlanRepublic Operations LLC | NY | 79 | $8.5M | $19.35 |
| 540 | Advance Trading, Inc. 401(k) Plan And ESOPAdvance Trading, Inc. | IL | 78 | $98.3M | $927.69 |
| 541 | American Independent Companies, Inc. 401(k) PlanAmerican Independent Companies, Inc. | PA | 75 | $11.5M | $10.72 |
| 542 | Teamshares Retirement PlanTeamshares Inc. | NY | 75 | $5.2M | $447.26 |
| 543 | Taconic Capital Advisors L.P. 401(k) Profit Sharing PlanTaconic Capital Advisors L.P. | NY | 74 | $70.9M | $209.73 |
| 544 | Spectrum Equity Management, Inc. Profit Sharing Retirement PlanSpectrum Equity Management, Inc. | CA | 73 | $66.9M | $85.60 |
| 545 | Blue Vista Capital Management 401(k) PlanBlue Vista Capital Management, LLC | IL | 73 | n/a | not itemized |
| 546 | Paloma Partners Retirement PlanPaloma Partners Management Company | CT | 72 | $80.8M | $281.61 |
| 547 | Marsh Puerto Rico, Inc. Salary Savings PlanMarsh Puerto Rico, Inc. | PR | 72 | $16.8M | $905.00 |
| 548 | Waterslake Capital 401(k) PlanWaterslake Management LLC | TX | 72 | $155,489 | $3.25 |
| 549 | Hypotheca Capital, LLC 401(k) PlanHypotheca Capital, LLC | NY | 71 | n/a | not itemized |
| 550 | Claims Recovery Financial Services 401(k) PlanClaims Recovery Financial Services LLC | NY | 70 | $4.6M | $191.76 |
| 551 | Flexpoint Ford 401(k) Profit Sharing PlanEdwards Capital LLC | FL | 70 | n/a | not itemized |
| 552 | Third Rock 401(k) PlanThird Rock Ventures, LLC | MA | 70 | n/a | not itemized |
| 553 | The United Construction Workers Retirement And 401(k) Savings PlanJoint Board Of Trusteess | IN | 69 | $11.5M | $260.49 |
| 554 | Astar Capital Management, Inc. 401(k) Profit Sharing PlanAstar Capital Management, Inc. | WI | 69 | $9.3M | $255.72 |
| 555 | Retirement Savings And Incentive PlanNext Point Capital Corporation | NV | 68 | $5.8M | $184.27 |
| 556 | The Columbia Pacific 401(k) PlanColumbia Pacific Advisors, LLC | WA | 66 | $14.2M | $12.16 |
| 557 | Navian Capital, LLC 401(k) P/S PlanNavian Capital, LLC | OH | 66 | $6.2M | $239.24 |
| 558 | Black Diamond Capital Mgt LLC 401(k) PlanBlack Diamond Capital Management LLC | CT | 66 | n/a | not itemized |
| 559 | Monogram LLC 401(k) PlanMonogram LLC | MA | 65 | $42.8M | $16.79 |
| 560 | Tiger Management L.L.C. 401(k) Profit Sharing PlanTiger Management L.L.C. | NY | 65 | $33.7M | $480.80 |
| 561 | Campbell & Company 401(k) PlanCampbell & Company, Lp | MD | 64 | $95.2M | $143.62 |
| 562 | Continental Grain Company Salaried Employees' Savings PlanContinental Grain Company | NY | 64 | $59.8M | $256.64 |
| 563 | Sun Capital Advisors, Lp 401(k) PlanSun Capital Advisors, Lp | FL | 64 | $17.8M | $253.77 |
| 564 | Tzero Group, Inc. 401(k) PlanTzero Group, Inc. | UT | 64 | $13.2M | $321.62 |
| 565 | Ned Davis Research Inc. And Affiliated Companies 401(k) PlanNed Davis Research, Inc. | FL | 60 | $26.7M | $23.38 |
| 566 | Omers 401(k) PlanOxford I Asset Management USA Inc. | NY | 60 | n/a | not itemized |
| 567 | Atomic Fi 401(k) PlanAtomic Fi Inc. | UT | 58 | $3.4M | $46.61 |
| 568 | Mbia Inc. Employee 401(k) PlanMbia Inc. | NY | 57 | $150.8M | not itemized |
| 569 | Goldberg Lindsay & Co. LLC 401(k) Profit Sharing PlanGoldberg Lindsay & Co. LLC | NY | 57 | $61.8M | $548.45 |
| 570 | Glenview Capital Management LLC Profit Sharing TrustGlenview Capital Management, LLC | NY | 57 | $36.9M | $410.41 |
| 571 | Whitebox Advisors, LLC 401(k) PlanWhitebox Advisors, LLC | MN | 57 | $35.9M | $337.71 |
| 572 | Millburn Profit Sharing And 401(k) Savings PlanMillburn Ridgefield Corporation | NY | 57 | n/a | not itemized |
| 573 | Hap Trading, LLC 401(k) PlanHap Trading, LLC | NY | 56 | n/a | not itemized |
| 574 | Oak Hill Capital 401(k) PlanOak Hill Capital Management, LLC | CT | 55 | $52.0M | $192.65 |
| 575 | Equitec Group 401(k) PlanDansu, Inc. | IL | 55 | $16.0M | $66.21 |
| 576 | Trovata 401(k) PlanTrovata, Inc. | CA | 55 | $2.7M | $33.86 |
| 577 | Clsa Americas, LLC 401(k) Savings PlanClsa Americas, LLC | NY | 54 | $31.8M | $152.63 |
| 578 | Omidyar Network Services 401(k) PlanOmidyar Network Services LLC | CA | 54 | $25.7M | $10.65 |
| 579 | Kpcb Associates Deferred Savings PlanKleiner Perkins Caufield & Byers, LLC | CA | 50 | $22.9M | $591.39 |
| 580 | Titan 401(k) PlanTitan Global Capital Management, Inc. | NY | 46 | $5.2M | $204.42 |
| 581 | York Capital Management 401(k) PlanYork Capital Management (US) Advisors, L.P. | NY | 42 | $45.7M | $394.23 |
| 582 | Ejf Capital LLC 401(k) Profit Sharing PlanEjf Capital LLC | VA | 40 | $22.9M | $666.36 |
| 583 | Peregrine Group, LLC Retirement PlanPeregrine Group, LLC | TX | 40 | $19.1M | $499.38 |
| 584 | Paamco Prisma 401(k) PlanPaamco Prisma, LLC | CA | 39 | $35.7M | $26.39 |
| 585 | Tortoise 401(k) PlanTortoise Parent Holdco, LLC | KS | 38 | $20.0M | $611.93 |
| 586 | Mckinley Management, Inc. 401(k) Savings PlanMckinley Management, LLC | AK | 33 | $19.0M | $499.26 |
| 587 | Pine River Domestic Management 401(k) Profit Sharing PlanPine River Domestic Management L.P. | MN | 32 | $39.9M | $67.98 |
| 588 | Local 837 401(k) PlanLocal 837 Pension Fund Board Of Trustees | PA | 30 | $1.5M | $78.60 |
| 589 | Carlson Capital, L.P. 401(k) PlanCarlson Capital, L.P. | TX | 29 | $33.1M | $167.08 |
| 590 | Ctn Holdings 401(k) PlanCtn Holdings, Inc. | DE | 25 | $4.8M | $75.48 |
| 591 | Blockfi 401(k) PlanBlockfi Inc. | NY | 25 | $31 | $220.65 |
| 592 | Geovera Holdings, Inc. 401(k) PlanGeovera Holdings, Inc. | CA | 24 | $44.7M | $102.55 |
| 593 | Fny Capital Management Lp 401(k) PlanFny Capital Management Lp | NY | 24 | $12.1M | $402.42 |
| 594 | Xcel Brands, Inc. 401(k) Savings PlanXcel Brands, Inc. | NY | 23 | $3.8M | $142.44 |
| 595 | Aperture Group, LLC Retirement Savings PlanAperture Group, LLC | CA | 18 | $13.7M | $206.21 |
| 596 | Gwa, LLC 401(k) Profit Sharing PlanGwa, LLC | CT | 11 | $31.9M | $38.12 |
| 597 | Quadro Partners 401(k) PlanQuadro Partners Inc. | NY | 0 | $459,280 | $38.54 |
| 598 | Gps Capital Markets, LLC Employee 401(k) PlanGps Capital Markets, LLC | UT | 0 | $0 | $33.32 |
| 599 | Brookstone Capital Management LLC 401(k) PlanBrookstone Capital Management LLC | IL | 0 | $0 | $57.31 |
| 600 | Teya 401(k) PlanTeya Development, LLC | AK | 0 | $0 | $0.86 |
| 601 | Greenhill & Co., Inc. 401(k) Profit Sharing PlanGreenhill & Co., Inc. | NY | 0 | $0 | $147.00 |
| 602 | Hrd Pooled 401(k) PlanNesteggs Retirement Plan Services, Inc. | FL | 0 | n/a | not itemized |
| 603 | Tegus, Inc. 401(k) PlanTegus, Inc. | IL | 0 | $0 | $88.39 |
| 604 | Connectus Wealth, LLC 401(k) Retirement PlanConnectus Wealth, LLC | NY | 0 | $0 | $35.58 |
Other plan sizes in Investment management and securities
Fees per participant fall as plans get bigger, so the useful comparison is inside a size band rather than across them.
500 to 999 participants (150)1,000 to 4,999 participants (154)5,000 or more participants (52)
Back to Investment management and securities
Investment management and securities 401(k) plans has the median plan-paid fee, the largest plans, and the other size bands. The whole directory starts at industries.