Investment management and securities 401(k) plans with 100 to 499 participants, page 2
604 large 401(k) plans sit in investment management and securities and reported 100 to 499 participants on their latest Form 5500. This page lists numbers 251 to 500, ranked by active participants.
Active participants means people still building up a balance, which is the count Form 5500 reports separately from total participants. Every plan links to its own page, where the figures below come with the filing they were read from.
The plans
| # | Plan | State | Active | Assets | Cost / participant |
|---|---|---|---|---|---|
| 251 | GW&K 401(k) Savings PlanGW&K Investment Management, LLC | MA | 181 | $64.8M | $145.72 |
| 252 | Gi Partners 401(k) PlanGi Manager L.P. | AZ | 181 | $63.9M | $64.02 |
| 253 | Oxford Financial Group, Ltd. Profit Sharing PlanOxford Financial Group, Ltd. | IN | 181 | $49.1M | not itemized |
| 254 | Rmb Capital Management, LLC Savings PlanRmb Capital Management, LLC | IL | 180 | $40.2M | $72.59 |
| 255 | P10 401(k) Profit Sharing PlanP10 Holdings, Inc. | TX | 180 | $28.3M | $491.79 |
| 256 | Ziegler 401(k) Retirement PlanB. C. Ziegler And Company | IL | 179 | $107.6M | $288.57 |
| 257 | Charlesbank Capital Partners, LLC Profit Sharing/401(k) PlanCharlesbank Capital Partners, LLC | MA | 179 | $34.2M | $24.96 |
| 258 | Graham Profit Sharing PlanGraham Capital Management, L.P. | CT | 178 | $94.0M | $35.98 |
| 259 | Cliffwater LLC 401(k) PlanCliffwater LLC | CA | 178 | $34.0M | $0.15 |
| 260 | Signature Estate & Investment Advisors, LLC 401(k) Profit SharSignature Estate & Investment Ad | CA | 178 | $16.3M | $16.76 |
| 261 | Annaly Capital Management, Inc. 401(k) PlanAnnaly Capital Management, Inc. | NY | 177 | $59.4M | $356.52 |
| 262 | Hcm Guided Retirement PlanAmericantcs Fiduciary Services, LLC | PA | 177 | n/a | not itemized |
| 263 | Insperex Holdings LLC 401(k) PlanInsperex Holdings LLC | IL | 176 | $50.0M | $154.40 |
| 264 | The Mather Group 401(k) PlanThe Mather Group, LLC | IL | 176 | $15.9M | $117.54 |
| 265 | Paxos 401(k) PlanPaxos Trust Company LLC | NY | 176 | $13.8M | $110.90 |
| 266 | Jonestrading Institutional Services LLC 401(k) PlanJonestrading Institutional Services LLC | CA | 175 | $107.2M | $93.80 |
| 267 | Fremont Group Retirement PlanFremont Group Management, LLC. | CA | 175 | $102.8M | $359.14 |
| 268 | PMA Financial Network, LLC 401(k) PlanPMA Financial Network, LLC | IL | 175 | $49.9M | $29.64 |
| 269 | Northrock Partners 401(k) And Profit Sharing PlanNorthrock Partners, LLC | MN | 175 | $20.0M | $133.94 |
| 270 | Bbr Partners, LLC Retirement PlanBbr Partners, LLC | NY | 174 | $44.2M | $21.96 |
| 271 | Maxim Group, LLC 401(k) PlanMaxim Group, LLC | NY | 173 | $78.0M | $497.05 |
| 272 | Brean Capital, LLC 401(k) PlanBrean Capital, LLC | NY | 173 | $27.9M | $475.73 |
| 273 | Needham & Company, LLC 401(k) PlanNeedham & Company, LLC | NY | 172 | $90.3M | not itemized |
| 274 | Gunvor USA, LLC 401(k) PlanGunvor USA, LLC | TX | 171 | $31.4M | $11.79 |
| 275 | Axa Investment Managers US Retirement 401(k) PlanAxa Investment Managers US Inc. | CT | 169 | $126.4M | $237.56 |
| 276 | Sagespring Wealth Partners 401(k) Profit Sharing PlanSagespring Wealth Partners, LLC | TN | 169 | $16.0M | $227.36 |
| 277 | Spectrum Insurance Group, LLC 401(k) Profit Sharing PlanSpectrum Insurance Group, LLC | WI | 169 | $15.2M | $346.09 |
| 278 | Shore Capital Partners Management, Lp Retirement Savings PlanShore Capital Partners Management Lp | IL | 168 | $10.5M | $394.05 |
| 279 | Seiu Local 200united 401(k) PlanThe Board Of Trustees Of The Seiu Local 200united 401(k) Plan | NY | 168 | $5.7M | $113.13 |
| 280 | Bracebridge Capital, LLC 401(k) Profit Sharing PlanBracebridge Capital, LLC | MA | 166 | $95.4M | $74.95 |
| 281 | Wafra 401(k) Profit Sharing PlanWafra Inc. | NY | 166 | $72.6M | $548.97 |
| 282 | Ellington Management Group 401(k) & Profit Sharing PlanEllington Management Group, L.L.C. | CT | 165 | $63.9M | $233.43 |
| 283 | Development Corporation For Israel 401(k) PlanDevelopment Corporation For Israel | NY | 165 | $62.9M | $312.35 |
| 284 | Partners Capital Investment Group, LLP 401(k) PlanPartners Capital Investment Group, LLP | MA | 165 | $19.8M | $370.35 |
| 285 | David Lerner Associates, Inc. 401(k) PlanDavid Lerner Associates, Inc. | NY | 163 | $59.1M | $213.17 |
| 286 | Fred Alger & Company, LLC 401(k) Profit Sharing PlanFred Alger & Company, LLC | NY | 162 | $108.0M | $1,111.22 |
| 287 | Fiduciary Trust Company Profit Sharing PlanFiduciary Trust Company | MA | 162 | $68.1M | $42.27 |
| 288 | Beach Point Capital 401(k) PlanBeach Point Capital Management Lp | CA | 162 | $60.1M | not itemized |
| 289 | Castlelake, Lp Retirement Savings PlanCastlelake, Lp | MN | 162 | $43.9M | $8.11 |
| 290 | Driehaus 401(k) And Profit Sharing PlanDriehaus Capital Management, LLC | IL | 161 | $101.9M | $307.82 |
| 291 | Varde Management, L.P. Retirement Savings PlanVarde Management, L.P. | MN | 161 | $59.2M | $191.30 |
| 292 | Strategic Value Partners 401(k) Profit Sharing PlanStrategic Value Partners, LLC | CT | 161 | $34.5M | $218.92 |
| 293 | Cary Street Partners Financial LLC 401(k) PlanCary Street Partners Financial LLC | VA | 161 | $21.6M | not itemized |
| 294 | Kaulig Companies 401(k) PlanKaulig Capital, LLC | OH | 161 | $8.4M | $76.11 |
| 295 | Princeton Financial Group Pooled 401(k) PlanNesteggs Retirement Plan Services, Inc. | FL | 161 | n/a | not itemized |
| 296 | United Mine Workers Of America 1974 Pension Trust Employees' 401(k) PlanUnited Mine Workers Of America 1974 Pension Trust | DC | 160 | $63.8M | not itemized |
| 297 | Marathon Asset Management, Lp 401(k) PlanMarathon Asset Management, Lp | NY | 160 | $37.9M | $6.93 |
| 298 | Silvercrest Asset Management Group LLC 401(k) PlanSilvercrest Asset Management Group LLC | NY | 159 | $60.6M | $14.69 |
| 299 | Provident Financial Management LLC 401(k) Profit Sharing PlanProvident Financial Management LLC | CA | 159 | $19.4M | not itemized |
| 300 | Obra Capital, Inc. 401(k) Profit Sharing PlanObra Capital, Inc. | TX | 159 | $7.1M | $24.12 |
| 301 | Atalaya Capital Management 401(k) PlanAtalaya Capital Management Lp | NY | 157 | $30.8M | $461.91 |
| 302 | Insulators Local No 53 Vacation FundJoint Board Of Trustees | LA | 157 | $241,750 | $36.94 |
| 303 | Profund Advisors LLCProfund Advisors LLC | MD | 156 | $65.3M | $539.11 |
| 304 | Ra Capital 401(k) PlanRa Capital Management LLC | MA | 156 | $21.5M | $5.61 |
| 305 | Lightspeed Management Company Retirement PlanLightspeed Management Company, LLC | CA | 155 | $29.4M | $3.29 |
| 306 | American Securities LLC 401(k) Savings PlanAmerican Securities LLC | NY | 154 | $84.0M | $252.17 |
| 307 | Efgi U.S. Companies 401(k) PlanEfg Capital International Corp. | FL | 154 | $44.2M | $123.52 |
| 308 | Motion Picture Industry Pension Plan 401(k) Savings PlanMotion Picture Industry Pension Plan | CA | 154 | $16.7M | $380.60 |
| 309 | Century Business Solutions 401(k) PlanIntegra Capital Group, Inc. | CA | 154 | $7.1M | $155.01 |
| 310 | Investcorp International, Inc. Retirement Savings PlanInvestcorp International, Inc. | NY | 153 | $52.4M | $45.68 |
| 311 | Brown Gibbons Lang & Co LLC 401(k) Savings PlanBrown Gibbons Lang & Company LLC | OH | 153 | $25.2M | $261.61 |
| 312 | Hellman & Friedman Profit Sharing & 401(k) Savings PlanHellman & Friedman LLC | CA | 152 | $101.8M | $137.50 |
| 313 | Texas National Bank 401(k) PlanTexas National Bank | TX | 152 | $7.9M | $347.86 |
| 314 | Advantage 401(k) Program Pooled Employer PlanAdvisortrust, Inc. | SD | 152 | n/a | not itemized |
| 315 | Westwood Holdings Group, Inc. Savings PlanWestwood Holdings Group, Inc. Savings Plan | TX | 151 | $51.6M | $81.37 |
| 316 | Clark Capital Management Group, Inc. 401(k) PlanClark Capital Management Group, Inc. | PA | 151 | $35.2M | $315.29 |
| 317 | Johnson Investment Counsel, Inc. Profit Sharing & 401(k) PlanJohnson Investment Counsel, Inc. | OH | 150 | $88.1M | $253.66 |
| 318 | Jasper Ridge Partners, L.P. Retirement PlanJasper Ridge Partners, L.P. | TX | 150 | $62.5M | $163.39 |
| 319 | Goldco Direct LLC 401(k) Profit Sharing Plan And TrustGoldco Direct LLC | CA | 149 | $7.9M | $319.51 |
| 320 | Ariel Investments, LLC Employees' Profit Sharing And Savings Plan And TrustAriel Investments, LLC | IL | 148 | $50.4M | $10.71 |
| 321 | Tiger Global Management LLC 401(k) Profit Sharing Plan And TrustTiger Global Management LLC | NY | 148 | $39.3M | $587.99 |
| 322 | Power Financial Credit Union 401(k) PlanPower Financial Credit Union | FL | 148 | $17.8M | $79.65 |
| 323 | Annex Wealth Management, LLC 401(k) Retirement PlanAnnex Wealth Management, LLC | WI | 148 | $13.9M | $22.44 |
| 324 | Nodal Exchange, LLC 401(k) PlanNodal Exchange, LLC | VA | 147 | $25.9M | $5.94 |
| 325 | Facet Wealth, Inc. 401(k) PlanFacet Wealth, Inc. | MD | 147 | $21.1M | $61.55 |
| 326 | Siebert Williams Shank & Co., LLC 401(k) Savings PlanSiebert Williams Shank & Co., LLC | NY | 146 | $57.5M | $7.04 |
| 327 | Snowden Capital Advisors 401(k) Profit Sharing PlanSnowden Capital Advisors LLC | NY | 146 | $21.2M | $501.57 |
| 328 | Gryphon Investors 401(k) Retirement PlanGryphon Advisors, LLC | CA | 145 | $34.7M | $32.25 |
| 329 | Crea, LLC Retirement Readiness 401(k) PlanCrea, LLC | IN | 145 | $21.6M | $236.40 |
| 330 | Coterie Applications 401(k) PlanCoterie Applications Inc. | WI | 145 | $7.0M | $36.72 |
| 331 | Fnbmt 401(k) PlanFirst National Bank Of Middle Tennesee | TN | 144 | $9.8M | $409.71 |
| 332 | Brandes Investment Partners, L.P. 401(k) PlanBrandes Investment Partners, L.P. | CA | 143 | $278.9M | $1,031.63 |
| 333 | Amg National 401(k) PlanAmg National Corp | CO | 143 | $33.2M | $18.63 |
| 334 | Rvk, Inc. Retirement Savings PlanR.V. Kuhns & Associates, Inc. Dba Rvk, Inc. | OR | 143 | $32.7M | $60.20 |
| 335 | Sanctuary Wealth Group, LLC 401(k) Retirement PlanSanctuary Wealth Group, LLC | IN | 143 | $19.9M | $33.61 |
| 336 | The Hartford Gold Group, LLC 401(k) PlanThe Hartford Gold Group, LLC | CA | 143 | $4.1M | $244.99 |
| 337 | Pzena Investment Management, LLC 401(k) PlanPzena Investment Management, LLC | NY | 142 | $51.6M | $581.99 |
| 338 | Roark Capital Management LLC 401(k) Profit Sharing Plan & TrustRoark Capital Management LLC | GA | 142 | $43.9M | $4.69 |
| 339 | G. W. Henssler & Associates, Ltd 401(k) Profit Sharing PlanG.W. Henssler & Associates, Ltd. | GA | 142 | $21.7M | $82.58 |
| 340 | Marquette Associates, Inc. Employees' Savings & Retirement PlanMarquette Associates, Inc. | IL | 141 | $40.5M | $260.77 |
| 341 | Prime Buchholz LLC 401(k) Profit Sharing PlanPrime Buchholz LLC | NH | 140 | $70.9M | $50.16 |
| 342 | Scs Capital Management 401(k) PlanScs Capital Management, LLC | MA | 140 | $33.7M | $1.64 |
| 343 | Veritas Capital 401(k) PlanVeritas Capital Fund Management | NY | 140 | $24.4M | $29.15 |
| 344 | UBS Financial Services Inc. Of Puerto Rico Savings Plus Plan TrustUBS Financial Services Inc. | NJ | 139 | $57.3M | $77.65 |
| 345 | Otc Markets Group Inc. 401(k) PlanOtc Markets Group Inc. | NY | 139 | $33.7M | $219.90 |
| 346 | Apwu - HP Bargaining Unit Defined Contribution PlanApwu - Health Plan | MD | 139 | $13.5M | $488.20 |
| 347 | Shenkman Capital Management, Inc. 401(k) Retirement PlanShenkman Capital Management, Inc. | NY | 138 | $63.8M | $1.21 |
| 348 | Fund Evaluation Group, LLC 401(k) Profit Sharing PlanFund Evaluation Group, LLC | OH | 138 | $57.1M | $14.97 |
| 349 | Geneva Trading Retirement PlanGeneva Trading USA, LLC | IL | 138 | $27.0M | $3.30 |
| 350 | Meeder Investment Management, Inc. 401(k) Profit Sharing PlanMeeder Investment Management, Inc. | OH | 138 | $18.9M | $96.88 |
| 351 | Radix Trading 401(k) PlanRadix Trading LLC | IL | 138 | $16.8M | $325.94 |
| 352 | Hansen-Mueller Co. 401(k) Retirement PlanHansen-Mueller Co. | NE | 138 | $15.6M | $113.93 |
| 353 | Insigneo Securities, LLC 401(k) PlanInsigneo Securities, LLC | FL | 138 | $11.3M | $239.14 |
| 354 | Potentis Capital LLCPotentis Capital LLC | FL | 138 | $1.9M | $20.17 |
| 355 | Waterfall Asset Management LLC 401(k) PlanWaterfall Asset Management LLC | NY | 137 | $32.2M | $612.83 |
| 356 | Paylink Payment Plans, LLC 401(k) PlanPaylink Payment Plans, LLC | IL | 137 | $13.5M | $0.31 |
| 357 | Ascend Wealth Advisors PepNesteggs Retirement Plan Services, Inc. | FL | 137 | n/a | not itemized |
| 358 | Lexington Partners 401(k) Retirement PlanLexington Partners L.P. | NY | 135 | $111.9M | $974.86 |
| 359 | First Manhattan 401(k) PlanFmc Group Holdings Lp | NY | 135 | $110.8M | $34.19 |
| 360 | 401(k) Profit Sharing Plan For Employees Of Fcn Bank, National AssociationFcn Bank, National Association | IN | 135 | $9.0M | $3.92 |
| 361 | Mission Wealth Management, L.P. 401(k) PlanMission Wealth Management, L.P. | CA | 135 | n/a | not itemized |
| 362 | Traxys North America LLC 401(k) And Profit Sharing PlanTraxys North America LLC | NY | 134 | $48.3M | $683.90 |
| 363 | Crm Employee Savings & Investment PlanChanneled Resources, Inc. | IL | 134 | $12.6M | $306.25 |
| 364 | Msrb 401(k) Retirement PlanMunicipal Securities Rulemaking Board | DC | 133 | $53.2M | $669.78 |
| 365 | Plancorp, LLC Safe Harbor 401(k) PlanPlancorp, Inc. | MO | 133 | $22.7M | $52.97 |
| 366 | New Enterprise Associates 401(k) PlanNew Enterprise Associates, Inc. | MD | 132 | $137.6M | $508.50 |
| 367 | Insurance Company Supported Organizations 401(k) Savings PlanMassachusetts Property Insurance Underwriting Association | MA | 132 | $58.9M | $320.98 |
| 368 | Cumberland Trust 401(k) PlanCumberland Trust And Investment Company | TN | 132 | $15.3M | $336.62 |
| 369 | Siebert Financial Corp. 401(k) PlanSiebert Financial Corp. | FL | 132 | $10.2M | $39.83 |
| 370 | Simcorp USA Inc. 401(k) PlanSimcorp USA Inc. | NY | 131 | $30.4M | $655.99 |
| 371 | Third Security, LLC 401(k) PlanThird Security, LLC | VA | 131 | $18.5M | $10.82 |
| 372 | Amplio Corporation 401(k) PlanAmplio Corporation | ID | 131 | $9.7M | $386.55 |
| 373 | Francisco Partners 401(k) PlanFrancisco Partners Management, Lp | CA | 130 | $36.9M | $379.42 |
| 374 | Usca Management LLC 401(k) PlanUsca Management LLC | TX | 130 | $19.4M | $15.97 |
| 375 | Diamond Hill Investment Group 401(k) Plan And TrustDiamond Hill Investment Group, Inc. | OH | 129 | $94.2M | $169.62 |
| 376 | Prospect Capital Management, Lp Profit Sharing Plan And TrustProspect Capital Management, Lp | FL | 129 | $38.5M | $575.75 |
| 377 | Avenue Capital Group And Affiliates 401(k) Profit SharingAvenue Capital Management II, Lp | NY | 129 | $37.3M | $517.82 |
| 378 | Opoc.US 401(k) Profit Sharing PlanEchelon Group, LLC, Dba Opoc.US | OH | 129 | $6.7M | $331.99 |
| 379 | Mariner Investment Group, LLC 401(k) Profit Sharing PlanMariner Investment Group, LLC | NY | 128 | $34.0M | $10.93 |
| 380 | Trilogy Financial Services, Inc. 401(k) Profit Sharing PlanTrilogy Financial Services, Inc. | CA | 128 | $21.8M | $114.94 |
| 381 | Garda Capital Partners 401(k) PlanGarda Capital Partners, Lp | MN | 127 | $18.8M | $13.69 |
| 382 | Quantlab Financial 401(k) PlanQuantlab Financial, LLC | TX | 126 | $50.8M | $29.86 |
| 383 | Hennion & Walsh, Inc. 401(k) Profit Sharing Plan & TrustHennion & Walsh. Inc. | NJ | 126 | $38.6M | $304.07 |
| 384 | Wacker Services Corp. 401(k) PlanWacker Services Corp. | IL | 126 | $11.4M | $41.90 |
| 385 | Davis Selected Advisers, L.P. 401(k) PlanDavis Selected Advisers, L.P. | AZ | 125 | $87.8M | not itemized |
| 386 | Intercontinental Companies 401(k) Savings PlanIntercontinental Management Corp. | MA | 124 | $42.9M | $8.24 |
| 387 | Cleveland Research Company, LLC Profit Sharing 401(k) PlanCleveland Research Company, LLC | OH | 124 | $28.8M | $504.57 |
| 388 | Stash Financial, Inc. 401(k) PlanStash Financial, Inc. Dba Stash Invest | NY | 123 | $21.9M | $40.21 |
| 389 | Albourne America LLC 401(k) PlanAlbourne America LLC | CA | 123 | $20.3M | $172.72 |
| 390 | Acore Capital 401(k) PlanAcore Capital, Lp | CA | 123 | $16.8M | $10.83 |
| 391 | Midwest Regional Bancorp, Inc. 401(k) PlanMidwest Regional Bancorp Inc. | MO | 123 | $8.8M | $161.84 |
| 392 | Ufinancial Employees 401(k) PlanCocores Holdings, LLC Dba Ufinancial Group | PA | 123 | $8.2M | $270.17 |
| 393 | Manufacturers Bank Retirement PlanManufacturers Bank & Trust Company | IA | 122 | $23.9M | $302.42 |
| 394 | Middleground Management Lp 401(k) PlanMiddleground Management Lp | KY | 122 | $15.6M | $199.84 |
| 395 | Rpoa Advisors, Inc. 401(k) P/S PlanRpoa Advisors, Inc. | TX | 122 | n/a | not itemized |
| 396 | Berwind Corporation 401(k) Savings PlanBerwind Corporation | PA | 121 | $48.6M | $8.09 |
| 397 | Global X Management, LLC 401(k) Profit Sharing PlanGlobal X Management, LLC | NY | 121 | $13.7M | $66.14 |
| 398 | Myvest 401(k) PlanMyvest Corporation | CA | 120 | $26.4M | $31.63 |
| 399 | Abundant Venture Partners 401(k) PlanAbundant Venture Partners Holding, LLC | IL | 120 | $11.6M | $139.14 |
| 400 | Eagle Seven Holdings, Lp 401(k) Plan & TrustEagle Seven | IL | 119 | $30.6M | $415.62 |
| 401 | Signal Advisors USA, Inc. 401(k) PlanSignal Advisors USA, Inc. | MI | 119 | $6.3M | $41.16 |
| 402 | Brigade Capital Management, Lp Incentive Savings TrustBrigade Capital Management, Lp | NY | 118 | $61.8M | $618.80 |
| 403 | Daiwa Corporate Advisory 401(k) LLC PlanDaiwa Corporate Advisory LLC | DC | 118 | $30.6M | $3.92 |
| 404 | Insurance Company Supported Organizations 401(k) Savings PlanNew Jersey Property-Liability Insurance Guaranty Association | NJ | 118 | $20.6M | $217.78 |
| 405 | Futu US 401(k) PlanFutu Clearing Inc. | TX | 118 | $6.4M | $580.02 |
| 406 | Siguler Guff & Company Retirement PlanSiguler Guff & Company, Lp | NY | 117 | $59.0M | $217.73 |
| 407 | Alumni Ventures 401(k) PlanAlumni Ventures Group, LLC | NH | 117 | $15.4M | $111.76 |
| 408 | Kdp Investments, LLC 401(k) PlanKdp Investments, LLC | MD | 117 | $4.3M | $11.70 |
| 409 | Aip-Ecs Holdings, LLC 401(k) PlanAip-Ecs Holdings, LLC | TX | 117 | $3.2M | $146.78 |
| 410 | Fmsbonds, Inc. Employees' 401(k) Profit Sharing Plan & TrustFmsbonds, Inc. | FL | 116 | $63.4M | $7.01 |
| 411 | Harding Loevner Profit Sharing Thrift PlanHarding Loevner Lp | NJ | 116 | $62.0M | $62.55 |
| 412 | Apax Partners US, LLC 401(k) Retirement PlanApax Partners US, LLC | NY | 116 | $58.5M | $577.93 |
| 413 | Resolute Investment Managers, Inc. 401(k) PlanResolute Investment Managers, Inc. | TX | 116 | $37.0M | $45.81 |
| 414 | Hbk Sorce Financial, LLC 401(k) Profit Sharing PlanHbk Sorce Financial, LLC | OH | 116 | $25.7M | $121.54 |
| 415 | James Baker Group, Inc. 401(k) PlanJames Baker Group Inc. | OK | 115 | $74.2M | $1,073.90 |
| 416 | The Leona M And Harry B Helmsley Charitable Trust 401(k) PlanLeona M. And Harry B. Helmsley Charitable | NY | 115 | $45.3M | $892.43 |
| 417 | Headlands Tech Organization, LLCHeadlands Tech Organization, LLC | IL | 115 | $25.7M | $464.61 |
| 418 | Multi-Bank Services, Ltd. 401(k) PlanMulti-Bank Services, Ltd. | MI | 115 | $25.0M | $136.31 |
| 419 | Kiva Microfunds 401(k) Proft Sharing Plan And TrustKiva Microfunds | CA | 115 | $21.2M | $16.26 |
| 420 | Purshe Kaplan Sterling 401(k) Profit Sharing PlanBinah Management Services | IL | 115 | $13.5M | $156.36 |
| 421 | Exencial Wealth Advisors 401(k) PlanExencial Wealth Advisors | OK | 115 | $7.9M | $175.93 |
| 422 | Permira Advisers 401(k) PlanPermira Advisers, LLC | NY | 115 | n/a | not itemized |
| 423 | Summit Trail Advisors 401(k) Retirment PlanSummit Trail Advisors LLC | NY | 115 | n/a | not itemized |
| 424 | Weiss Asset Management Lp 401(k) Profit Sharing PlanWeiss Asset Management Lp | MA | 114 | $68.5M | $5.26 |
| 425 | Third Point LLC 401(k) Profit Sharing Plan & TrustThird Point LLC | NY | 114 | $42.6M | $510.75 |
| 426 | Rockbridge Capital LLC 401(k) PlanRockbridge Capital, LLC | OH | 114 | $35.9M | $983.63 |
| 427 | The Stephens Group, LLC 401(k) PlanThe Stephens Group, LLC | AR | 114 | $33.0M | $85.56 |
| 428 | Sag Holding LLC 401(k) PlanSag Holding LLC | MN | 114 | $32.4M | not itemized |
| 429 | Missouri Farm Bureau Insurance Brokerage Agents' Retirement Plan And TrustMissouri Farm Bureau Insurance Brokerage, Inc. | MO | 114 | $30.8M | $707.81 |
| 430 | Churchill Management Corp 401(k) Prof Shar PlanChurchill Management Corporation | CA | 113 | $25.9M | $12.83 |
| 431 | Group One Trading LLC Retirement PlanGroup One Trading LLC | IL | 112 | $60.7M | $413.59 |
| 432 | Diversified Trust Company, Inc. 401(k) Profit Sharing Plan And TrustDiversified Trust Company, Inc. | TN | 112 | $44.6M | $133.40 |
| 433 | Fiera Capital 401(k) PlanFiera US Holding Inc. | NY | 112 | $28.4M | not itemized |
| 434 | Karlin Asset Management Inc. 401(k) PlanKarlin Asset Management Inc. | CA | 112 | $22.3M | $8.44 |
| 435 | Ksl Advisors, LLC 401(k) PlanKsl Advisors, LLC | CO | 112 | $20.6M | $288.73 |
| 436 | Bwc Holdings, Inc. 401(k)Bwc Holdings, Inc. | MA | 112 | $7.3M | $177.22 |
| 437 | Myriad Fleet, LLC 401(k) Retirement PlanMyriad Fleet, LLC | CO | 112 | $495,540 | $56.53 |
| 438 | Granite Associates 401(k) PlanGranite Associates, L.P. | NY | 111 | $34.7M | $31.28 |
| 439 | Herbert J Sims 401(k) PlanHerbert J Sims & Co. Inc. | CT | 111 | $30.1M | $504.15 |
| 440 | Eig Management Company, LLC 401(k) PlanEig Management Company, LLC | DC | 111 | $25.3M | $46.41 |
| 441 | Mainline Merion 401(k) PlanMainline Investment Partners, LLC | PA | 111 | $20.5M | $177.27 |
| 442 | Ancora - MepAncora Holdings Group, LLC | OH | 110 | $23.4M | $101.36 |
| 443 | Complete Merchant Solutions 401(k) Retirement PlanComplete Merchant Solutions, LLC | UT | 110 | $10.0M | $111.40 |
| 444 | Simplex Investments, LLC 401(k) PlanSimplex Investments, LLC | IL | 109 | $43.0M | $8.51 |
| 445 | Gerald Metals LLC & Subsidiaries 401(k) Profit Sharing PlanGerald Metals LLC | CT | 108 | $41.6M | not itemized |
| 446 | Llr Management, Lp 401(k) Retirement PlanLlr Management, Lp | PA | 108 | $23.1M | $457.76 |
| 447 | M1 Holdings Inc. 401(k) PlanM1 Holdings Inc. | IL | 108 | $10.7M | $161.12 |
| 448 | Sfh Company LLC And Affiliates 401(k) PlanSfh Company LLC | IL | 108 | $5.5M | $16.29 |
| 449 | Strategic Pooled Employer PlanAdvisortrust, Inc. | SD | 108 | n/a | not itemized |
| 450 | The Trust Company Of Tennessee 401 (K) Profit Sharing PlanThe Trust Company Of Tennessee | TN | 107 | $35.4M | $41.83 |
| 451 | Main Street Capital Corporation 401(k) Savings PlanMain Street Capital Corporation | TX | 107 | $27.5M | $3.62 |
| 452 | Battery Ventures 401(k) Retirement PlanBattery Management Corp. | MA | 107 | $22.8M | $15.41 |
| 453 | Great West Affiliated Employers Retirement Savings PlanPlan Fiduciary Services, Inc. | FL | 107 | $20.5M | $635.59 |
| 454 | Operating Engineers Funds, Inc. 401(k) PlanOperating Engineers Funds, Inc. | CA | 107 | $6.2M | $11.65 |
| 455 | Kps Capital Partners, Lp 401(k) Profit Sharing PlanKps Capital Partners, Lp | NY | 106 | $63.0M | $10.30 |
| 456 | National Elevator Industry Fund Office Employees 401(k) PlanNational Elevator Industry Office Employees Pension Plan | PA | 106 | $24.0M | not itemized |
| 457 | Crowdstreet, Inc. 401(k) PlanCrowdstreet, Inc. | TX | 106 | $9.2M | $180.48 |
| 458 | Lone Pine Capital LLC 401(k) Profit Sharing PlanLone Pine Capital LLC | CT | 105 | $293.4M | not itemized |
| 459 | Alphadyne Asset Management Lp Incentive Savings TrustAlphadyne Asset Management Lp | NY | 105 | $40.7M | $495.59 |
| 460 | Providence Equity Partners L.L.C. 401(k) PlanProvidence Equity Partners L.L.C. | RI | 104 | $124.6M | $7.57 |
| 461 | Cohen & Company, LLC 401(k) PlanCohen & Company, LLC | PA | 104 | $20.9M | $734.51 |
| 462 | Cqg, Inc. 401(k) Plan And TrustCqg, Inc. | CO | 104 | n/a | not itemized |
| 463 | Citi Retirement Savings Plan For Puerto RicoCitibank, N.A. Puerto Rico, A Subsidiary Of Citigroup Inc. | CT | 103 | $50.1M | $171.65 |
| 464 | Entrust Global Partners Offshore Lp 401(k) PlanEntrust Global Partners Offshore Lp | NY | 103 | $49.6M | $616.81 |
| 465 | Eurasia Group 401(k) Profit Sharing PlanEurasia Group | NY | 103 | $21.3M | $173.56 |
| 466 | Prairie Field Services 401(k) PlanPrairie Field Services, LLC | MN | 103 | $3.0M | $38.27 |
| 467 | Cascadia Capital, LLC 401(k) Profit Sharing Plan And TrustCascadia Capital Holdings, LLC | WA | 103 | n/a | not itemized |
| 468 | Causeway Capital Management LLC 401(k) And Profit Sharing PlanCauseway Capital Management LLC | CA | 102 | $79.6M | $28.91 |
| 469 | Focus Operating, LLC 401(k) Retirement PlanFocus Operating, LLC | NY | 102 | $32.3M | $26.96 |
| 470 | Directors Guild Of America-Producer Pension & Health Plans Staff 401(k) PlanDirectors Guild Of America-Producer Pension & Health Plans | CA | 102 | $9.3M | $131.70 |
| 471 | Uprise Health 401(k) PlanIntegrated Behavioral Health, Inc. Dba Uprise Health | CA | 102 | $8.3M | $267.42 |
| 472 | Cogent Bank Pooled 401(k) PlanNesteggs Retirement Plan Services, Inc. | FL | 102 | n/a | not itemized |
| 473 | Trillium 401(k) PlanTrillium Management, LLC | NY | 101 | $26.0M | $6.39 |
| 474 | Moors & Cabot, Inc. 401(k) PlanMoors & Cabot, Inc. | MA | 101 | $22.7M | $161.97 |
| 475 | The Angell Pension Group, Inc. Profit Sharing Savings PlanThe Angell Pension Group, Inc. | RI | 101 | n/a | not itemized |
| 476 | Graham Partners 401(k) Retirement Savings PlanGraham Partners, Inc. | PA | 101 | n/a | not itemized |
| 477 | Barrow, Hanley Profit Sharing & 401(k) PlanBarrow, Hanley, Mewhinney And Strauss, LLC | TX | 100 | $90.6M | $183.79 |
| 478 | Los Angeles Capital Management 401(k) Profit Sharing PlanLos Angeles Capital Management | CA | 100 | $65.3M | not itemized |
| 479 | Crescent Real Estate LLC 401(k) PlanCrescent Real Estate LLC | TX | 100 | $39.7M | $351.46 |
| 480 | Bluecrest USA Gp LLC 401(k) PlanBc USA Gp, LLC | NY | 100 | $27.9M | $8.22 |
| 481 | Eseclending Retirement Savings PlanSecurities Finance Trust Company | MA | 100 | $18.5M | $121.37 |
| 482 | Assemi Group, Inc. Retirement PlanAssemi Group, Inc. | CA | 100 | $11.2M | $210.00 |
| 483 | Renew Financial Group LLC 401(k) Profit Sharing Plan And TrustRenew Financial Group LLC | CA | 100 | $9.4M | $79.72 |
| 484 | Perot Employee Retirement Savings PlanPetrus Trust Company, Lta | TX | 99 | $55.0M | $2.75 |
| 485 | Crabel Capital Management, LLC Retirement Savings PlanCrabel Capital Management, LLC | WI | 98 | $46.5M | $290.96 |
| 486 | Allegheny Financial Group, Ltd. 401(k) PlanAllegheny Financial Group | PA | 98 | $39.2M | $2.34 |
| 487 | Kickstarter, Pbc 401(k) PlanKickstarter, Pbc | NY | 98 | $12.6M | $51.74 |
| 488 | Anb Bancshares, Inc. Employe Stock Ownership Plan And 401(k) PlanAnb Bancshares, Inc. | TX | 98 | n/a | not itemized |
| 489 | Wasatch Advisors, Lp Deferred Profit Sharing Plan And TrustWasatch Advisors, Lp | UT | 97 | $120.1M | not itemized |
| 490 | Madison Dearborn Partners LLC Savings Incentive PlanMadison Dearborn Partners LLC | IL | 97 | $98.8M | $595.25 |
| 491 | Trust Point Inc. 401(k) Profit Sharing PlanTrust Point Inc. | WI | 97 | $44.9M | $125.85 |
| 492 | K1 401(k) PlanK1 Investment Management, LLC | CA | 97 | $12.7M | $10.32 |
| 493 | Yieldstreet, Inc. 401(k) PlanYieldstreet, Inc. | NY | 97 | $8.7M | $256.85 |
| 494 | Chilton Investment Company, Inc. 401(k) PlanChilton Investment Company Inc. | CT | 96 | $30.8M | $418.06 |
| 495 | Beckway LLC 401(k)Beckway LLC | NY | 96 | $11.9M | $251.19 |
| 496 | Verus Advisory, Inc. Retirement & Savings PlanVerus Advisory, Inc. | WA | 94 | $37.1M | $162.80 |
| 497 | Royce & Associates Gp, LLC 401(k) Profit Sharing PlanRoyce & Associates Gp, LLC | NY | 93 | $109.2M | $27.40 |
| 498 | Vontobel Asset Management, Inc. 401(k) Savings PlanVontobel Asset Management, Inc. | NY | 93 | $68.3M | $3.49 |
| 499 | Cppib America Inc.401(k) PlanCppib America Inc. | NY | 93 | $15.3M | $252.61 |
| 500 | Kohlberg & Co. LLC Employee Savings And Profit Sharing PlanKohlberg & Co., LLC | NY | 93 | n/a | not itemized |
Other plan sizes in Investment management and securities
Fees per participant fall as plans get bigger, so the useful comparison is inside a size band rather than across them.
500 to 999 participants (150)1,000 to 4,999 participants (154)5,000 or more participants (52)
Back to Investment management and securities
Investment management and securities 401(k) plans has the median plan-paid fee, the largest plans, and the other size bands. The whole directory starts at industries.